Michael Weber has been President and Chief Compliance Officer of MCW Financial since May 1997, is a control person of the firm and directly owns 75% or more of it.
MCW Financial, Inc. is a Crescent Springs, KY firm with $161M under management, 259 clients and 3 advisers in one office, as of its March 2026 filing.
Michael C. Weber is Founder & Investment Advisor of Research & Portfolio Management. He has over 40 years of advisory experience, began his investment advisory career with E.F. Hutton after a career as a Naval Flight Officer, and founded his advisory firm in 1997. He specializes in identifying and recommending institutional money managers that complement clients' investment objectives and risk tolerance.
Michael Weber’s longest registration is the current one, 15 years at MCW Financial since 2011. Before joining MCW Financial in 2011, Michael Weber was registered through Cantella & Co., Inc. and Raymond James Financial Services Advisors, Inc.
- – present · 15 yearsCrescent Springs, KY · Adviser representative · Firm CRD 157609
- Cantella & Co., Inc.– · 2 yearsCrescent Springs, KY · Adviser representative · Firm CRD 13905
- Raymond James Financial Services Advisors, Inc– · under a yearSaint Petersburg, FL · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 6 yearsCrescent Springs, KY · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Michael Weber is registered as an investment adviser representative in 2 states. The first approvals date from August 2011; the most recent is Ohio, in November 2011.
- KentuckySince 17 August 2011
- OhioSince 21 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 25 May 2010 |
| Series 24 | General Securities Principal Examination | 20 December 1997 |
| Series 3 | National Commodity Futures Examination | 21 August 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 April 1984 |
| Series 7 | General Securities Representative Examination | 14 April 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Charles Weber
- CRD
- 1255635
- Firm
- MCW Financial · CRD 157609
- Role
- President and Chief Compliance Officer
- Office
- 634 BUTTERMILK PIKE, Crescent Springs, KY 41017-1302
- Registration
- Investment adviser registration
- In the industry since
- April 1984
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rpmadvisory.com
Where does Michael Weber work?
Michael Weber has been President and Chief Compliance Officer of MCW Financial, Inc. since May 1997, and is a control person of the firm.
Is Michael Weber a financial advisor?
Yes. Michael Weber has a current investment-adviser registration in Kentucky and Ohio, through MCW Financial since August 2011.
How many years of experience does Michael Weber have?
Michael Weber has 42 years in the financial industry, since April 1984, across 4 adviser firms.
What exams has Michael Weber passed?
Michael Weber has passed 5 licensing exams: the Series 7, Series 63, Series 3, Series 24 and Series 65. The earliest, the Series 7, was passed in April 1984. FINRA credited Michael Weber with the SIE, which began in October 2018.
Where did Michael Weber work before MCW Financial?
Before MCW Financial, Michael Weber was registered through Raymond James Financial Services Advisors, Inc, January 2009 to April 2009; Raymond James Financial Services, June 2002 to January 2009.
Where is Michael Weber based?
Michael Weber’s registered office is in Crescent Springs, KY.
Is Michael Weber registered with FINRA?
No. Michael Weber has no current broker registration.
How can I verify Michael Weber’s record?
Search CRD 1255635 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Weber’s full registration record.