Louis Cheregotis has been an investment adviser representative at C2C Wealth Management since April 2018, and is not listed among the firm’s executive officers or direct owners.
C2C Wealth Management, LLC is a Scottsdale, AZ firm with $180M under management, 324 clients and 1 adviser across 2 offices, as of its March 2026 filing.
Louis Cheregotis’ longest registration was 10 years at Wells Fargo Clearing Services, LLC (2008–2018). Before joining C2C Wealth Management in 2018, Louis Cheregotis was registered through Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.
- C2C Wealth Management, LLCCurrent– present · 8 yearsReno, NV · Adviser representative · Firm CRD 284148
- Wells Fargo Clearing Services, LLC– · 10 yearsOakland, CA · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 5 yearsOakland, CA · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Louis Cheregotis is registered as an investment adviser representative in 2 states. The first approvals date from April 2018; the most recent is Nevada, in October 2025.
- CaliforniaSince 6 April 2018
- NevadaSince 14 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 2 May 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 April 1997 |
| Series 31 | Futures Managed Funds Examination | 27 March 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 March 1997 |
| Series 7 | General Securities Representative Examination | 23 January 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Louis Frank Cheregotis
- CRD
- 2793077
- Firm
- C2C Wealth Management · CRD 284148
- Office
- Reno, NV
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Louis Cheregotis work?
Louis Cheregotis is an investment adviser representative registered through C2C Wealth Management, LLC since April 2018, and is not listed among the firm’s executive officers or direct owners.
Is Louis Cheregotis a financial advisor?
Yes. Louis Cheregotis has a current investment-adviser registration in California and Nevada, through C2C Wealth Management since April 2018.
How many years of experience does Louis Cheregotis have?
Louis Cheregotis has 29 years in the financial industry, since April 1997, across 3 adviser firms.
What exams has Louis Cheregotis passed?
Louis Cheregotis has passed 5 licensing exams: the Series 7, Series 63, Series 31, Series 65 and Series 24. The earliest, the Series 7, was passed in January 1997. FINRA credited Louis Cheregotis with the SIE, which began in October 2018.
Where did Louis Cheregotis work before C2C Wealth Management?
Before C2C Wealth Management, Louis Cheregotis was registered through Wells Fargo Clearing Services, LLC, January 2008 to April 2018; A. G. Edwards & Sons, Inc., March 2002 to January 2008.
Where is Louis Cheregotis based?
Louis Cheregotis’ registered office is in Reno, NV.
Is Louis Cheregotis registered with FINRA?
Yes. Louis Cheregotis has a current broker registration, under CRD 2793077.
Source: FINRA BrokerCheck
How can I verify Louis Cheregotis’ record?
Search CRD 2793077 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Louis Cheregotis’ full registration record.