Kevin Groman is a control person of C2C Wealth Management and directly owns 75% or more of it.
C2C Wealth Management is an investment adviser based in Scottsdale, AZ, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $180 million, as filed on 3 March 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 7872324
- Firm
- C2C Wealth Management · CRD 284148
- Role
- Chief Compliance Officer
- In role since
- January 2024 · 2 years
- Control person
- Yes
- Direct ownership
- 75% or more
- Firm headquarters
- Scottsdale, AZ
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Kevin Groman work?
Kevin Groman has been Chief Compliance Officer of C2C Wealth Management, LLC since January 2024, and is a control person of the firm.
How can I verify Kevin Groman’s record?
Kevin Groman’s role is listed on C2C Wealth Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 284148.