Lori Ong has been an investment adviser representative at Whelan Financial since May 2021, and is not listed among the firm’s executive officers or direct owners.
Whelan Financial is a Fresno, CA firm with $782M under management, 512 clients and 7 advisers across 2 offices, as of its January 2026 filing.
Investment adviser representative registrations
Lori Ong is registered as an investment adviser representative in 2 states. The first approvals date from May 2021; the most recent is Texas, in April 2025.
- CaliforniaSince 27 May 2021
- TexasSince 4 April 2025
Examinations
No examinations are on Lori Ong’s record.
- Full name
- Lori Nicole Ong
- CRD
- 5845387
- Firm
- Whelan Financial · CRD 107227
- Office
- 7700 NORTH PALM AVE. #201, Fresno, CA 93711-5780
- Registration
- Investment adviser registration
- In the industry since
- May 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Lori Ong work?
Lori Ong is an investment adviser representative registered through Whelan Financial since May 2021, and is not listed among the firm’s executive officers or direct owners.
Is Lori Ong a financial advisor?
Yes. Lori Ong has a current investment-adviser registration in California and Texas, through Whelan Financial since May 2021.
How many years of experience does Lori Ong have?
Lori Ong has 5 years in the financial industry, since May 2021, across 1 adviser firm.
Where is Lori Ong based?
Lori Ong’s registered office is in Fresno, CA.
Is Lori Ong registered with FINRA?
No. Lori Ong has no current broker registration.
How can I verify Lori Ong’s record?
Search CRD 5845387 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lori Ong’s full registration record.
- Portia WhiteChief Executive Officer and Partner
- Taylor WhelanChief Financial Officer & Partner
- Michael RyanChief Compliance Officer
- Stephen DetweilerChief Trading Officer & Partner
- Kasandra Ann Silva DieuChief of Operations & Partner