Lori Day has been an investment adviser representative at Integrity Financial Advisors since November 2023, and is not listed among the firm’s executive officers or direct owners.
Integrity Financial Advisors, LLC is a Woburn, MA firm with $135M under management, 240 clients and 8 advisers across 6 offices, as of its June 2026 filing.
Lori Day’s longest registration was 4 years at Horter Investment Management, LLC (2015–2019). Before joining Integrity Financial Advisors in 2023, Lori Day was registered through Blue Ocean Capital Management, LLC and Virtue Capital Management, LLC.
- – present · 2 yearsSimi Valley, CA · Adviser representative · Firm CRD 313369
- Blue Ocean Capital Management, LLC– · 2 yearsSimi Valley, CA · Adviser representative · Firm CRD 310383
- Virtue Capital Management, LLC– · 1 yearSimi Valley, CA · Adviser representative · Firm CRD 167816
- Horter Investment Management, LLC– · 4 yearsSimi Valley, CA · Adviser representative · Firm CRD 119880
- The Fidato Group LLC– · under a yearStrongsville, OH · Adviser representative · Firm CRD 158173
Investment adviser representative registrations
Lori Day is registered as an investment adviser representative in California, since November 2023.
- CaliforniaSince 6 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 October 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Lori Ann Day
- CRD
- 6306856
- Firm
- Integrity Financial Advisors · CRD 313369
- Office
- Simi Valley, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Lori Day work?
Lori Day is an investment adviser representative registered through Integrity Financial Advisors, LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Lori Day a financial advisor?
Yes. Lori Day has a current investment-adviser registration in California, through Integrity Financial Advisors since November 2023.
How many years of experience does Lori Day have?
Lori Day has 12 years in the financial industry, since March 2014, across 5 adviser firms.
What exams has Lori Day passed?
Lori Day passed the Series 65 in October 2013.
Where did Lori Day work before Integrity Financial Advisors?
Before Integrity Financial Advisors, Lori Day was registered through Virtue Capital Management, LLC, September 2019 to April 2021; Horter Investment Management, LLC, February 2015 to October 2019; The Fidato Group LLC, March 2014 to February 2015.
Where is Lori Day based?
Lori Day’s registered office is in Simi Valley, CA.
Is Lori Day registered with FINRA?
No. Lori Day has no current broker registration.
How can I verify Lori Day’s record?
Search CRD 6306856 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lori Day’s full registration record.