Joseph Hosler has been Chief Compliance Officer of Integrity Financial Advisors since March 2021, is a control person of the firm and directly owns under 5% of it.
Integrity Financial Advisors, LLC is a Woburn, MA firm with $135M under management, 240 clients and 8 advisers across 6 offices, as of its June 2026 filing.
Joseph Hosler’s longest registration is the current one, 11 years at Auour Investments LLC since 2015. Before joining Integrity Financial Advisors in 2022, Joseph Hosler was registered through Keystone Capital Corporation.
- – present · 3 yearsWoburn, MA · Adviser representative · Firm CRD 313369
- Auour Investments LLCAlso current– present · 11 yearsWoburn, MA · Adviser representative · Firm CRD 173392
- Keystone Capital Corporation– · 2 yearsWenham, MA · Adviser representative · Firm CRD 10722
Investment adviser representative registrations
Joseph Hosler is registered as an investment adviser representative in 2 states. The first approvals date from January 2015; the most recent is Texas, in January 2016.
- MassachusettsSince 22 January 2015
- TexasSince 29 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 1 May 2013 |
| Series 7 | General Securities Representative Examination | 23 April 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Byron Hosler
- CRD
- 1290907
- Firm
- Integrity Financial Advisors · CRD 313369
- Role
- Chief Compliance Officer
- Office
- 400 TRADECENTER, SUITE 3990, Woburn, MA 01801
- Registration
- Investment adviser registration
- In the industry since
- July 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Hosler work?
Joseph Hosler has been Chief Compliance Officer of Integrity Financial Advisors, LLC since March 2021, and is a control person of the firm.
Is Joseph Hosler a financial advisor?
Yes. Joseph Hosler has a current investment-adviser registration in Massachusetts and Texas, through Integrity Financial Advisors since November 2022.
How many years of experience does Joseph Hosler have?
Joseph Hosler has 13 years in the financial industry, since July 2013, across 3 adviser firms.
What exams has Joseph Hosler passed?
Joseph Hosler has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 2013. FINRA credited Joseph Hosler with the SIE, which began in October 2018.
Where did Joseph Hosler work before Integrity Financial Advisors?
Before Integrity Financial Advisors, Joseph Hosler was registered through Keystone Capital Corporation, July 2013 to December 2015.
Where is Joseph Hosler based?
Joseph Hosler’s registered office is in Woburn, MA.
Is Joseph Hosler registered with FINRA?
No. Joseph Hosler has no current broker registration.
How can I verify Joseph Hosler’s record?
Search CRD 1290907 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Hosler’s full registration record.