Lori Chittenden has been an investment adviser representative at Buckley Wealth Management since February 2017, and is not listed among the firm’s executive officers or direct owners.
Buckley Wealth Management, LLC is a Las Vegas, NV firm with $644M under management, 224 clients and 5 advisers in one office, as of its March 2026 filing.
Lori Chittenden’s longest registration is the current one, 9 years at Buckley Wealth Management since 2017. Before joining Buckley Wealth Management in 2017, Lori Chittenden was registered through Morgan Stanley and Morgan Stanley Smith Barney LLC.
- Morgan Stanley– · 3 yearsLas Vegas, NV · Adviser representative · Firm CRD 149777
- Morgan Stanley Smith Barney LLC– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 149777
- Wells Fargo Advisors, LLC– · under a yearRapid City, SD · Adviser representative · Firm CRD 19616
- Merrill Lynch Pierce Fenner & Smith Inc.– · 4 yearsAbilene, TX · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Lori Chittenden is registered as an investment adviser representative in Nevada, since February 2017.
- NevadaSince 28 February 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 February 2010 |
| Series 7 | General Securities Representative Examination | 3 June 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 May 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 June 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Lori Lynn Chittenden
- CRD
- 2473288
- Firm
- Buckley Wealth Management · CRD 285823
- Office
- 10100 WEST CHARLESTON BLVD., #213, Las Vegas, NV 89135-5001
- Registration
- Investment adviser registration
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Lori Chittenden work?
Lori Chittenden is an investment adviser representative registered through Buckley Wealth Management, LLC since February 2017, and is not listed among the firm’s executive officers or direct owners.
Is Lori Chittenden a financial advisor?
Yes. Lori Chittenden has a current investment-adviser registration in Nevada, through Buckley Wealth Management since February 2017.
How many years of experience does Lori Chittenden have?
Lori Chittenden has 25 years in the financial industry, since October 2001, across 4 adviser firms.
What exams has Lori Chittenden passed?
Lori Chittenden has passed 4 licensing exams: the Series 63, Series 65, Series 7 and Series 66. The earliest, the Series 63, was passed in June 1994. FINRA credited Lori Chittenden with the SIE, which began in October 2018.
Where did Lori Chittenden work before Buckley Wealth Management?
Before Buckley Wealth Management, Lori Chittenden was registered through Morgan Stanley, January 2014 to February 2017; Morgan Stanley Smith Barney LLC, August 2011 to July 2012; Wells Fargo Advisors, LLC, February 2010 to April 2010; Merrill Lynch Pierce Fenner & Smith Inc., August 1999 to August 2003.
Where is Lori Chittenden based?
Lori Chittenden’s registered office is in Las Vegas, NV.
Is Lori Chittenden registered with FINRA?
No. Lori Chittenden has no current broker registration.
How can I verify Lori Chittenden’s record?
Search CRD 2473288 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lori Chittenden’s full registration record.