John Buckley has been Executive of Buckley Wealth Management since June 2025, is a control person of the firm and directly owns between 10% and 25% of it.
Buckley Wealth Management, LLC is a Las Vegas, NV firm with $644M under management, 224 clients and 5 advisers in one office, as of its March 2026 filing.
John Buckley’s longest registration was 2 years at Morgan Stanley (2013–2016). Before joining Buckley Wealth Management in 2025, John Buckley was registered through Morgan Stanley and Nuveen Asset Management, LLC.
- Morgan Stanley– · 2 yearsLas Vegas, NV · Adviser representative · Firm CRD 149777
- Nuveen Asset Management, LLC– · 1 yearChicago, IL · Adviser representative · Firm CRD 155584
Investment adviser representative registrations
John Buckley is registered as an investment adviser representative in 2 states. Each was approved in July 2025.
- CaliforniaSince 26 July 2025
- NevadaSince 28 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 July 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 November 2011 |
| Series 7 | General Securities Representative Examination | 3 August 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Michael Buckley
- CRD
- 5201586
- Firm
- Buckley Wealth Management · CRD 285823
- Role
- Executive
- Office
- 10100 West Charleston Blvd., #213, Las Vegas, NV 89135
- Registration
- Investment adviser registration
- In the industry since
- December 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does John Buckley work?
John Buckley has been Executive of Buckley Wealth Management, LLC since June 2025, and is a control person of the firm.
Is John Buckley a financial advisor?
Yes. John Buckley has a current investment-adviser registration in California and Nevada, through Buckley Wealth Management since July 2025.
How many years of experience does John Buckley have?
John Buckley has 5 years in the financial industry, since December 2020, across 3 adviser firms.
What exams has John Buckley passed?
John Buckley has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in August 2011. FINRA credited John Buckley with the SIE, which began in October 2018.
Where did John Buckley work before Buckley Wealth Management?
Before Buckley Wealth Management, John Buckley was registered through Morgan Stanley, November 2013 to August 2016; Nuveen Asset Management, LLC, November 2011 to September 2013.
Where is John Buckley based?
John Buckley’s registered office is in Las Vegas, NV.
Is John Buckley registered with FINRA?
No. John Buckley has no current broker registration.
How can I verify John Buckley’s record?
Search CRD 5201586 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Buckley’s full registration record.
- Spencer LennonChief Compliance Officer
- Susan BuckleyTrustee
- Brian BuckleyManaging Partner/ Trustee