Brian Buckley has been Managing Partner/ Trustee of Buckley Wealth Management since February 2017, is a control person of the firm and directly owns between 25% and 50% of it.
Buckley Wealth Management, LLC is a Las Vegas, NV firm with $644M under management, 224 clients and 5 advisers in one office, as of its March 2026 filing.
Brian Buckley’s longest registration is the current one, 9 years at Buckley Wealth Management since 2017. Before joining Buckley Wealth Management in 2017, Brian Buckley was registered through Morgan Stanley and Morgan Stanley & Co. Incorporated.
- Morgan Stanley– · 7 yearsLas Vegas, NV · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsLas Vegas, NV · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 4 yearsLas Vegas, NV · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Brian Buckley is registered as an investment adviser representative in 2 states. Each was approved in February 2017.
- NevadaSince 28 February 2017
- TexasSince 17 February 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 March 1993 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 21 January 1991 |
| Series 5 | Interest Rate Options Examination | 12 October 1981 |
| Series 12 | NYSE Branch Manager Examination | 24 June 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 1979 |
| Series 7 | General Securities Representative Examination | 16 September 1978 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Interest Rate Options Examination
- Name
- NYSE Branch Manager Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Joseph Buckley
- CRD
- 857260
- Firm
- Buckley Wealth Management · CRD 285823
- Role
- Managing Partner/ Trustee
- Office
- 10100 WEST CHARLESTON BLVD., #213, Las Vegas, NV 89135-5001
- Registration
- Investment adviser registration
- In the industry since
- September 1978
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Buckley work?
Brian Buckley has been Managing Partner/ Trustee of Buckley Wealth Management, LLC since February 2017, and is a control person of the firm.
Is Brian Buckley a financial advisor?
Yes. Brian Buckley has a current investment-adviser registration in Nevada and Texas, through Buckley Wealth Management since February 2017.
How many years of experience does Brian Buckley have?
Brian Buckley has 48 years in the financial industry, since September 1978, across 4 adviser firms.
What exams has Brian Buckley passed?
Brian Buckley has passed 6 licensing exams: the Series 7, Series 63, Series 12, Series 5, Series 8 and Series 65. The earliest, the Series 7, was passed in September 1978. FINRA credited Brian Buckley with the SIE, which began in October 2018.
Where did Brian Buckley work before Buckley Wealth Management?
Before Buckley Wealth Management, Brian Buckley was registered through Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, September 2002 to April 2007.
Where is Brian Buckley based?
Brian Buckley’s registered office is in Las Vegas, NV.
Is Brian Buckley registered with FINRA?
No. Brian Buckley has no current broker registration.
How can I verify Brian Buckley’s record?
Search CRD 857260 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Buckley’s full registration record.
- Spencer LennonChief Compliance Officer
- John BuckleyExecutive
- Susan BuckleyTrustee