Financial advisers in Carpinteria, California

2 profiles with reported offices in Carpinteria, California. Explore advisers’ roles, firms and public regulatory records.

Adviser profiles

Sean HaleyChief Compliance OfficerPlanmember SecuritiesCRD 2837579
Steven HansonChief Financial Officer / FinopsPlanmember SecuritiesCRD 4854600

Locations reflect the office in each adviser’s sourced profile, rather than their firm’s headquarters or the states where they hold registrations. Profiles without a reported office remain in the main directory. Source dates and links appear on each profile. How this directory is compiled.