Lisa Beaty has been an investment adviser representative at Keystone Wealth Services since July 2021, and is not listed among the firm’s executive officers or direct owners. Lisa Beaty holds a Bachelor's degree in Business Management from California State University, San Bernardino.
Keystone Wealth Services, LLC is a Palm Desert, CA firm with $861M under management, 635 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Lisa Beaty is Senior Financial Advisor of Keystone Private Wealth. She takes part in the portfolio review and financial planning process and maintains client relationships. She began her career as a wealth management analyst, then moved into a financial advisory role at Morgan Stanley, and most recently was with The Cypress Group at Integrated Wealth Management.
Lisa Beaty’s longest registration is the current one, 5 years at Keystone Wealth Services since 2021. Before joining Keystone Wealth Services in 2021, Lisa Beaty was registered through Cypress Wealth Services, LLC and Morgan Stanley.
- Hoainvest LLCAlso current– present · under a yearPalm Desert, CA · Adviser representative · Firm CRD 343069
- Keystone Private WealthCurrent– present · 5 yearsPalm Desert, CA · Adviser representative · Firm CRD 301924
- Cypress Wealth Services, LLC– · 4 yearsPalm Desert, CA · Adviser representative · Firm CRD 288992
- Morgan Stanley– · 4 yearsIndian Wells, CA · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsPalm Desert, CA · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 1 yearPalm Desert, CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Lisa Beaty is registered as an investment adviser representative in California, since July 2021.
- CaliforniaSince 1 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 10 March 2006 |
| Series 66 | Uniform Combined State Law Examination | 17 February 2006 |
| Series 7 | General Securities Representative Examination | 13 January 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lisa Diane Beaty
- CRD
- 5018510
- Firm
- Keystone Wealth Services · CRD 301924
- Office
- 73575 EL PASEO, SUITE 2300, Palm Desert, CA 92260
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- keystoneprivatewealth.com
Where does Lisa Beaty work?
Lisa Beaty is an investment adviser representative registered through Keystone Wealth Services, LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Lisa Beaty a financial advisor?
Yes. Lisa Beaty has a current investment-adviser registration in California, through Keystone Wealth Services since July 2021.
How many years of experience does Lisa Beaty have?
Lisa Beaty has 20 years in the financial industry, since February 2006, across 6 adviser firms.
What exams has Lisa Beaty passed?
Lisa Beaty has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in January 2006. FINRA credited Lisa Beaty with the SIE, which began in October 2018.
Where did Lisa Beaty work before Keystone Wealth Services?
Before Keystone Wealth Services, Lisa Beaty was registered through Morgan Stanley, June 2009 to May 2014; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, March 2006 to April 2007.
Where is Lisa Beaty based?
Lisa Beaty’s registered office is in Palm Desert, CA.
Is Lisa Beaty registered with FINRA?
Yes. Lisa Beaty has a current broker registration, under CRD 5018510.
Source: FINRA BrokerCheck
How can I verify Lisa Beaty’s record?
Search CRD 5018510 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lisa Beaty’s full registration record.
