Shattuck Lamm has been Managing Member & Chief Compliance Officer of Keystone Wealth Services since February 2019, is a control person of the firm and directly owns between 25% and 50% of it.
Keystone Wealth Services, LLC is a Palm Desert, CA firm with $861M under management, 635 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Shad Lamm is Owner, Partner and Senior Financial Advisor with Keystone Private Wealth. He specializes in wealth management, retirement and estate planning. He was most recently a Senior Vice President and Financial Advisor with the Cypress Group at Integrated Wealth Management and Morgan Stanley, and earlier a Vice President and Senior Financial Advisor with Merrill Lynch.
Shattuck Lamm’s longest registration is the current one, 7 years at Keystone Wealth Services since 2019. Before joining Keystone Wealth Services in 2019, Shattuck Lamm was registered through Cypress Wealth Services, LLC and Integrated Wealth Management, Inc.
- Hoainvest LLCAlso current– present · under a yearPalm Desert, CA · Adviser representative · Firm CRD 343069
- Keystone Private WealthCurrent– present · 7 yearsPanama City Beach, FL · Adviser representative · Firm CRD 301924
- Cypress Wealth Services, LLC– · 3 yearsPalm Desert, CA · Adviser representative · Firm CRD 288992
- Integrated Wealth Management, Inc.– · 3 yearsPalm Desert, CA · Adviser representative · Firm CRD 106335
- Morgan Stanley– · 4 yearsPalm Desert, CA · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · under a yearPalm Desert, CA · Adviser representative · Firm CRD 8209
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 7 yearsIndian Wells, CA · Adviser representative · Firm CRD 7691
Professional designations
Listed by Keystone Wealth Services
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Shattuck Lamm is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from July 2019; the most recent is Florida, in August 2021.
- CaliforniaSince 18 July 2019
- FloridaSince 2 August 2021
- TexasResidentSince 19 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 14 September 2005 |
| Series 66 | Uniform Combined State Law Examination | 30 May 2001 |
| Series 7 | General Securities Representative Examination | 14 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shattuck Franklin Lamm
- CRD
- 4281570
- Firm
- Keystone Wealth Services · CRD 301924
- Role
- Managing Member & Chief Compliance Officer
- Office
- Panama City Beach, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- keystoneprivatewealth.com
Where does Shattuck Lamm work?
Shattuck Lamm has been Managing Member & Chief Compliance Officer of Keystone Wealth Services, LLC since February 2019, and is a control person of the firm.
Is Shattuck Lamm a financial advisor?
Yes. Shattuck Lamm has a current investment-adviser registration in California, Florida and Texas, through Keystone Wealth Services since July 2019.
How many years of experience does Shattuck Lamm have?
Shattuck Lamm has 25 years in the financial industry, since March 2001, across 7 adviser firms.
What exams has Shattuck Lamm passed?
Shattuck Lamm has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in March 2001. FINRA credited Shattuck Lamm with the SIE, which began in October 2018.
Where did Shattuck Lamm work before Keystone Wealth Services?
Before Keystone Wealth Services, Shattuck Lamm was registered through Integrated Wealth Management, Inc., May 2014 to December 2017; Morgan Stanley, June 2009 to May 2014; Morgan Stanley & Co. Incorporated, September 2008 to June 2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2001 to September 2008.
Where is Shattuck Lamm based?
Shattuck Lamm’s registered office is in Panama City Beach, FL.
Is Shattuck Lamm registered with FINRA?
Yes. Shattuck Lamm has a current broker registration, under CRD 4281570.
Source: FINRA BrokerCheck
How can I verify Shattuck Lamm’s record?
Search CRD 4281570 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Shattuck Lamm’s full registration record.
