Lindsey Michel has been Principal and Compliance Director of IHT Wealth Management since January 2021, is a control person of the firm and directly owns under 5% of it. Lindsey Michel holds a Degree in Sociology/Criminology from the University of Colorado at Boulder.
Iht Wealth Management LLC is a Chicago, IL firm with $9.8B under management, 25,536 clients and 153 advisers across 68 offices, as of its March 2026 filing.
Lindsey Michel is Director of Compliance and an LPL Registered Principal at IHT Wealth Management. She is responsible for reviewing and implementing the firm's Compliance Program, including management of LPL Financial's compliance requirements and RIA compliance oversight. She has been in the financial field for over fifteen years, previously working at Piper Jaffray, Rocky Mountain Wealth Management, Western Wealth Management and Independent Financial Partners.
Lindsey Michel’s longest registration was 11 years at LPL Financial LLC (2006–2018). Before joining IHT Wealth Management in 2021, Lindsey Michel was registered through Independent Financial Partners and LPL Financial LLC.
- LPL Financial LLCAlso current– present · 5 yearsLongmont, CO · Adviser representative and broker · Firm CRD 6413
- Iht Wealth Management LLCCurrent– present · 5 yearsLongmont, CO · Adviser representative · Firm CRD 171481
- Independent Financial Partners– · 2 yearsLongmont, CO · Adviser representative · Firm CRD 125112
- LPL Financial LLC– · 11 yearsBoulder, CO · Adviser representative · Firm CRD 6413
- Piper Jaffray & Co.– · under a yearBoulder, CO · Adviser representative · Firm CRD 665
Investment adviser representative registrations
Lindsey Michel is registered as an investment adviser representative in 2 states. The first approvals date from January 2021; the most recent is Illinois, in March 2025.
- ColoradoSince 4 January 2021
- IllinoisSince 11 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 53 | Municipal Securities Principal Examination | 25 November 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 December 2015 |
| Series 66 | Uniform Combined State Law Examination | 19 December 2005 |
| Series 7 | General Securities Representative Examination | 18 July 2005 |
- Name
- Municipal Securities Representative Examination
- Name
- Municipal Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lindsey Brooke Michel
- CRD
- 4873645
- Firm
- IHT Wealth Management · CRD 171481
- Role
- Principal and Compliance Director
- Office
- Longmont, CO
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- ihtwealthmanagement.com
Where does Lindsey Michel work?
Lindsey Michel has been Principal and Compliance Director of Iht Wealth Management LLC since January 2021, and is a control person of the firm.
Is Lindsey Michel a financial advisor?
Yes. Lindsey Michel has a current investment-adviser registration in Colorado and Illinois, through IHT Wealth Management since January 2021.
How many years of experience does Lindsey Michel have?
Lindsey Michel has 21 years in the financial industry, since September 2005, across 4 adviser firms.
What exams has Lindsey Michel passed?
Lindsey Michel has passed 5 licensing exams: the Series 7, Series 66, Series 24, Series 53 and Series 52TO. The earliest, the Series 7, was passed in July 2005. FINRA credited Lindsey Michel with the SIE, which began in October 2018.
Where did Lindsey Michel work before IHT Wealth Management?
Before IHT Wealth Management, Lindsey Michel was registered through Independent Financial Partners, December 2017 to November 2020; LPL Financial LLC, June 2006 to March 2018; Piper Jaffray & Co., December 2005 to June 2006.
Where is Lindsey Michel based?
Lindsey Michel’s registered office is in Longmont, CO.
Is Lindsey Michel registered with FINRA?
Yes. Lindsey Michel has a current broker registration, under CRD 4873645.
Source: FINRA BrokerCheck
How can I verify Lindsey Michel’s record?
Search CRD 4873645 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lindsey Michel’s full registration record.