Darla Douglas has been Compliance Director of IHT Wealth Management since April 2026, is a control person of the firm and directly owns under 5% of it. Darla Douglas holds a Degree in Finance and Banking from the University of Missouri.
Iht Wealth Management LLC is a Chicago, IL firm with $9.8B under management, 25,536 clients and 153 advisers across 68 offices, as of its March 2026 filing.
Darla Douglas is Director of Compliance at IHT Wealth Management. She helps oversee the review, implementation and ongoing administration of the firm's compliance program, acts as an OSJ Delegate for business conducted through LPL Financial and provides regulatory oversight for RIA compliance matters. She began her career in financial services in 2007 as a Client Service Associate and later advanced to Chief Compliance Officer.
Darla Douglas’ longest registration is the current one, 5 years at LPL Financial LLC since 2021. Before joining IHT Wealth Management in 2026, Darla Douglas was registered through GPS Wealth Strategies Group, LLC and Western Wealth Management LLC.
- Iht Wealth Management LLCCurrent– present · under a yearChicago, IL · Adviser representative · Firm CRD 171481
- GPS Wealth Strategies Group, LLC– · 5 yearsCentennial, CO · Adviser representative · Firm CRD 285507
- LPL Financial LLCAlso current– present · 5 yearsLouisville, CO · Adviser representative and broker · Firm CRD 6413
- Western Wealth Management LLC– · 2 yearsGolden, CO · Adviser representative · Firm CRD 283545
- Independent Financial Partners– · under a yearBoulder, CO · Adviser representative · Firm CRD 125112
- Western Wealth Management LLC– · 1 yearBoulder, CO · Adviser representative · Firm CRD 283545
- Western Wealth Management LLC– · under a yearBoulder, CO · Adviser representative · Firm CRD 167344
- LPL Financial LLC– · 2 yearsBoulder, CO · Adviser representative · Firm CRD 6413
Professional designations
Listed by IHT Wealth Management
- IACCP (Investment Adviser Certified Compliance Professional)
Investment adviser representative registrations
Darla Douglas is registered as an investment adviser representative in 2 states. Each was approved in March 2026.
- ColoradoSince 24 March 2026
- IllinoisSince 25 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 21 March 2016 |
| Series 66 | Uniform Combined State Law Examination | 20 May 2015 |
| Series 7 | General Securities Representative Examination | 19 February 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Darla Dustin Douglas
- CRD
- 5484921
- Firm
- IHT Wealth Management · CRD 171481
- Role
- Compliance Director
- Office
- 123 N. WACKER DR., SUITE 2300, Chicago, IL 60606
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- ihtwealthmanagement.com
Where does Darla Douglas work?
Darla Douglas has been Compliance Director of Iht Wealth Management LLC since April 2026, and is a control person of the firm.
Is Darla Douglas a financial advisor?
Yes. Darla Douglas has a current investment-adviser registration in Colorado and Illinois, through IHT Wealth Management since March 2026.
How many years of experience does Darla Douglas have?
Darla Douglas has 11 years in the financial industry, since February 2015, across 6 adviser firms.
What exams has Darla Douglas passed?
Darla Douglas has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in February 2015. FINRA credited Darla Douglas with the SIE, which began in October 2018.
Where did Darla Douglas work before IHT Wealth Management?
Before IHT Wealth Management, Darla Douglas was registered through GPS Wealth Strategies Group, LLC, January 2021 to February 2026; Western Wealth Management LLC, June 2018 to January 2021; Independent Financial Partners, December 2017 to May 2018; Western Wealth Management LLC, June 2016 to November 2017; Western Wealth Management LLC, April 2016 to June 2016; LPL Financial LLC, May 2015 to March 2018.
Where is Darla Douglas based?
Darla Douglas’ registered office is in Chicago, IL.
Is Darla Douglas registered with FINRA?
Yes. Darla Douglas has a current broker registration, under CRD 5484921.
Source: FINRA BrokerCheck
How can I verify Darla Douglas’ record?
Search CRD 5484921 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Darla Douglas’ full registration record.