Lance Murray has been Chief Compliance Officer of IHT Wealth Management since January 2022, is a control person of the firm and directly owns under 5% of it. Lance Murray holds a Bachelor's degree in business administration with a concentration in Finance from Boston University.
Iht Wealth Management LLC is a Chicago, IL firm with $9.8B under management, 25,536 clients and 153 advisers across 68 offices, as of its March 2026 filing.
Lance D. Murray is Chief Compliance Officer of IHT Wealth Management, LLC and IHT Securities, LLC. He joined IHT in January 2022 and is responsible for the management and implementation of the firms' overall compliance programs. Before IHT, he was Managing Director and Chief Compliance Officer for HighTower Advisors LLC and HighTower Securities LLC.
No adviser firm registrations are on Lance Murray’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 28 June 2016 |
| Series 7 | General Securities Representative Examination | 28 May 2016 |
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Lance Devin Murray
- CRD
- 5007605
- Firm
- IHT Wealth Management · CRD 171481
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- ihtwealthmanagement.com
Where does Lance Murray work?
Lance Murray has been Chief Compliance Officer of Iht Wealth Management LLC since January 2022, and is a control person of the firm.
Does Lance Murray have a current investment-adviser registration?
Lance Murray has a current broker registration and no current investment-adviser registration.
What exams has Lance Murray passed?
Lance Murray has passed 3 licensing exams: the Series 7, Series 24 and Series 14. The earliest, the Series 7, was passed in May 2016. FINRA credited Lance Murray with the SIE, which began in October 2018.
Is Lance Murray registered with FINRA?
Yes. Lance Murray has a current broker registration, under CRD 5007605.
Source: FINRA BrokerCheck
How can I verify Lance Murray’s record?
Search CRD 5007605 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lance Murray’s full registration record.