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Leon Molokie Jr

Executive Vice President - Chief Operations Officer at Oppenheimer & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Leon Molokie Jr is Executive Vice President - Chief Operations Officer of Oppenheimer & Co. Inc., a New York investment adviser managing $36.7B. Leon Molokie Jr has a current broker registration and no current investment-adviser registration and has passed the Series 99, Series 27 and SIE.

Role at Oppenheimer & Co.

Title on Schedule A
Executive Vice President - Chief Operations Officer
Control
Leon Molokie Jr is a control person of Oppenheimer & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Leon Molokie Jr has held the filed role since April 2020.

The firm

Oppenheimer & Co. Inc.
New York, NY

Form ADV filed 30 September 2026

$36.7B AUM39,036 clients1,219 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 27 · 2017
  3. Passed Series 99 · 2011

Registrations and exams

Broker registration; no current adviser registration. Leon Molokie Jr has passed 3 qualifying exams.

Examinations

Series 2718 July 2017
Name
Financial and Operations Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 9916 December 2011
Name
Operations Professional Examination

Individual record

Full name
Leon E Molokie Jr
CRD
1743402
Firm
Oppenheimer & Co. Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
oppenheimer.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Executive vice president and chief operations officer at Oppenheimer; joined the firm in 1987 and was appointed COO in April 2020. Oppenheimer official Executive Management page

Common questions

Where does Leon Molokie Jr work?

Leon Molokie Jr has been Executive Vice President - Chief Operations Officer of Oppenheimer & Co. Inc. since April 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Leon Molokie Jr have a current investment-adviser registration?

Leon Molokie Jr has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Leon Molokie Jr passed?

Leon Molokie Jr has passed 3 licensing exams: the Series 99, Series 27 and SIE. The earliest, the Series 99, was passed in December 2011.

Source: IAPD individual record, checked 17 October 2026

Leadership at Oppenheimer & Co.

Sources

  1. IAPD individual record, CRD 1743402. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Oppenheimer & Co. Inc., filed 30 September 2026. Title, control and ownership bands.
  3. Oppenheimer & Co. team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Leon Molokie Jr or Oppenheimer & Co. Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.