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Edward Harrington

Executive Vice President - Private Client Services at Oppenheimer & Co.

Investment adviser and broker registrationsNew York, NYSEC record checked 17 October 2026

30
Years in the industry
6
Years at the firm
2
Adviser firms
3
State registrations

IAPD record retrieved 17 October 2026SEC record

Edward Harrington is Executive Vice President - Private Client Services of Oppenheimer & Co. Inc., a New York investment adviser managing $36.7B. Edward Harrington has been registered through Oppenheimer & Co. since 23 November 2019, has 30 years in the industry across 2 firms and has passed 7 licensing exams.

Role at Oppenheimer & Co.

Title on Schedule A
Executive Vice President - Private Client Services
Control
Edward Harrington is a control person of Oppenheimer & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Edward Harrington has held the filed role since February 2019.

The firm

Oppenheimer & Co. Inc.
New York, NY

Form ADV filed 30 September 2026

$36.7B AUM39,036 clients1,219 advisers26 offices

Career on record

Edward Harrington has been registered through Oppenheimer & Co. since November 2019.

Firms and exams, newest first
  1. Oppenheimer & Co. Inc.Current
    – present · 7 years
    New York, NY · Adviser representative · Firm CRD 249
  2. Passed Series 24 · 2019
  3. Passed Series 9, SIE and Series 10 · 2018
  4. Oppenheimer & Co. Inc.
    – · 3 years
    New York, NY · Adviser representative · Firm CRD 249
  5. Passed Series 65 · 2005
  6. Oppenheimer Asset Management
    – · 14 years
    New York, NY · Adviser representative · Firm CRD 105559
  7. Passed Series 7 and Series 63 · 1995

Registrations and exams

Edward Harrington has a current investment-adviser registration in New Jersey, New York and Texas and has passed 7 qualifying exams.

New Jersey25 November 2019
Scope
Investment adviser representative
Status
Approved
New York7 April 2021
Scope
Investment adviser representative
Status
Approved
Texas23 November 2019
Scope
Investment adviser representative
Status
Approved

Examinations

Series 652 November 2005
Name
Uniform Investment Adviser Law Examination
Series 639 March 1995
Name
Uniform Securities Agent State Law Examination
Series 2420 September 2019
Name
General Securities Principal Examination
Series 1014 November 2018
Name
General Securities Sales Supervisor - General Module Examination
Series 913 September 2018
Name
General Securities Sales Supervisor - Options Module Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 722 February 1995
Name
General Securities Representative Examination

Individual record

Full name
Edward Patrick Harrington
CRD
2566682
Firm
Oppenheimer & Co. Inc.
Registration status
Investment adviser and broker registrations
Office
85 BROAD STREET, 22ND FLOOR, New York, NY 10004
Firm bio
oppenheimer.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Ed Harrington is executive vice president and head of Oppenheimer’s Private Client Division. The official profile identifies his responsibilities for the division’s financial-advisor and branch network. Official firm biography

Education

Common questions

Where does Edward Harrington work?

Edward Harrington has been Executive Vice President - Private Client Services of Oppenheimer & Co. Inc. since February 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Is Edward Harrington a financial advisor?

Yes. Edward Harrington has a current investment-adviser registration in New Jersey, New York and Texas, through Oppenheimer & Co. since November 2019, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Edward Harrington have?

Edward Harrington has worked in the financial industry for 30 years as of 17 October 2026, counted from 2 January 1996, across 2 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Edward Harrington passed?

Edward Harrington has passed 7 licensing exams: the Series 7, Series 63, Series 65, Series 9, SIE, Series 10 and Series 24. The earliest, the Series 7, was passed in February 1995.

Source: IAPD individual record, checked 17 October 2026

Where is Edward Harrington based?

Edward Harrington’s registered office is in New York, NY.

Source: IAPD individual record, checked 17 October 2026

Leadership at Oppenheimer & Co.

Sources

  1. IAPD individual record, CRD 2566682. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Oppenheimer & Co. Inc., filed 30 September 2026. Title, control and ownership bands.
  3. Oppenheimer & Co. team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Edward Harrington or Oppenheimer & Co. Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.