Leland Gropper has been an investment adviser representative at Platform Wealth Management since April 2026, and is not listed among the firm’s executive officers or direct owners.
Platform Wealth Management, LLC is a Holladay, UT firm with $509M under management, 270 clients and 9 advisers across 4 offices, as of its September 2026 filing.
Leland Gropper’s longest registration is the current one, under a year at Platform Wealth Management since 2026. Before joining Platform Wealth Management in 2026, Leland Gropper was registered through Planmember Securities Corporation.
- Platform Wealth AdvisorsCurrent– present · under a yearGoleta, CA · Adviser representative · Firm CRD 329313
- Planmember Securities Corporation– · under a yearCarpinteria, CA · Adviser representative · Firm CRD 11869
Investment adviser representative registrations
Leland Gropper is registered as an investment adviser representative in California, since April 2026.
- CaliforniaSince 28 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 January 2026 |
| Series 7TO | General Securities Representative Examination | 22 October 2025 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 5 June 2025 |
| SIE | Securities Industry Essentials Examination | 23 April 2025 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Leland Alexander Gropper
- CRD
- 7911422
- Firm
- Platform Wealth Management · CRD 329313
- Office
- 70 Santa Felicia Dr., Goleta, CA 93117
- Registration
- Investment adviser registration
- In the industry since
- July 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Leland Gropper work?
Leland Gropper is an investment adviser representative registered through Platform Wealth Management, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Leland Gropper a financial advisor?
Yes. Leland Gropper has a current investment-adviser registration in California, through Platform Wealth Management since April 2026.
How many years of experience does Leland Gropper have?
Leland Gropper has 1 year in the financial industry, since July 2025, across 2 adviser firms.
What exams has Leland Gropper passed?
Leland Gropper has passed 4 licensing exams: the SIE, Series 6TO, Series 7TO and Series 66. The earliest, the SIE, was passed in April 2025.
Where did Leland Gropper work before Platform Wealth Management?
Before Platform Wealth Management, Leland Gropper was registered through Planmember Securities Corporation, January 2026 to March 2026.
Where is Leland Gropper based?
Leland Gropper’s registered office is in Goleta, CA.
Is Leland Gropper registered with FINRA?
No. Leland Gropper has no current broker registration.
How can I verify Leland Gropper’s record?
Search CRD 7911422 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Leland Gropper’s full registration record.