Leah Cook has been an investment adviser representative at Asset One Wealth Management since December 2025, and is not listed among the firm’s executive officers or direct owners.
Asset One Wealth Management, LLC is a Bellevue, WA firm with $983M under management, 1,173 clients and 9 advisers across 9 offices, as of its October 2026 filing.
Leah Cook’s longest registration is the current one, under a year at Asset One Wealth Management since 2025. Before joining Asset One Wealth Management in 2025, Leah Cook was registered through Cetera Investment Advisers LLC.
- – present · under a yearFindlay, OH · Adviser representative · Firm CRD 336350
- Cetera Investment Advisers LLC– · under a yearFindlay, OH · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Leah Cook is registered as an investment adviser representative in Ohio, since December 2025.
- OhioSince 15 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 13 May 2025 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 5 April 2025 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 October 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 September 2024 |
| SIE | Securities Industry Essentials Examination | 5 September 2023 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Leah N Cook
- CRD
- 7387114
- Firm
- Asset One Wealth Management · CRD 336350
- Office
- 520 South Main St, Suite A, Findlay, OH 45840
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Leah Cook work?
Leah Cook is an investment adviser representative registered through Asset One Wealth Management, LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Leah Cook a financial advisor?
Yes. Leah Cook has a current investment-adviser registration in Ohio, through Asset One Wealth Management since December 2025.
How many years of experience does Leah Cook have?
Leah Cook has 1 year in the financial industry, since April 2025, across 2 adviser firms.
What exams has Leah Cook passed?
Leah Cook has passed 5 licensing exams: the SIE, Series 63, Series 65, Series 6TO and Series 7TO. The earliest, the SIE, was passed in September 2023.
Where did Leah Cook work before Asset One Wealth Management?
Before Asset One Wealth Management, Leah Cook was registered through Cetera Investment Advisers LLC, April 2025 to November 2025.
Where is Leah Cook based?
Leah Cook’s registered office is in Findlay, OH.
Is Leah Cook registered with FINRA?
Yes. Leah Cook has a current broker registration, under CRD 7387114.
Source: FINRA BrokerCheck
How can I verify Leah Cook’s record?
Search CRD 7387114 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Leah Cook’s full registration record.