Lawrence Spencer has been an investment adviser representative at Secure Asset Management since March 2014, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Lawrence Spencer’s longest registration is the current one, 12 years at Secure Asset Management since 2014. Before joining Secure Asset Management in 2014, Lawrence Spencer was registered through Morgan Stanley and GWN Securities Inc.
- – present · 12 yearsTroy, MI · Adviser representative · Firm CRD 144046
- Morgan Stanley– · 3 yearsBirmingham, MI · Adviser representative · Firm CRD 149777
- GWN Securities Inc.– · under a yearTroy, MI · Adviser representative · Firm CRD 128929
Investment adviser representative registrations
Lawrence Spencer is registered as an investment adviser representative in Michigan, since March 2014.
- MichiganSince 21 March 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 December 2009 |
| Series 7 | General Securities Representative Examination | 1 August 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 June 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Lawrence Clay Spencer
- CRD
- 2150332
- Firm
- Secure Asset Management · CRD 144046
- Office
- 2565 WEST MAPLE RD, Troy, MI 48084
- Registration
- Investment adviser registration
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Lawrence Spencer work?
Lawrence Spencer is an investment adviser representative registered through Secure Asset Management, L.L.C. since March 2014, and is not listed among the firm’s executive officers or direct owners.
Is Lawrence Spencer a financial advisor?
Yes. Lawrence Spencer has a current investment-adviser registration in Michigan, through Secure Asset Management since March 2014.
How many years of experience does Lawrence Spencer have?
Lawrence Spencer has 16 years in the financial industry, since February 2010, across 3 adviser firms.
What exams has Lawrence Spencer passed?
Lawrence Spencer has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in June 1998. FINRA credited Lawrence Spencer with the SIE, which began in October 2018.
Where did Lawrence Spencer work before Secure Asset Management?
Before Secure Asset Management, Lawrence Spencer was registered through Morgan Stanley, November 2010 to January 2014; GWN Securities Inc., February 2010 to November 2010; Secure Asset Management, LLC, January 2010 to February 2013.
Where is Lawrence Spencer based?
Lawrence Spencer’s registered office is in Troy, MI.
Is Lawrence Spencer registered with FINRA?
No. Lawrence Spencer has no current broker registration.
How can I verify Lawrence Spencer’s record?
Search CRD 2150332 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lawrence Spencer’s full registration record.