Lawrence Pereira has been an investment adviser representative at Capital Markets IQ since September 2016, and is not listed among the firm’s executive officers or direct owners.
Capital Markets Iq, LLC is a firm with $571M under management, 884 clients and 20 advisers across 19 offices, as of its July 2026 filing.
- Capital Markets Iq, LLCCurrent– present · 10 yearsCohasset, MA · Adviser representative · Firm CRD 134921
Investment adviser representative registrations
Lawrence Pereira is registered as an investment adviser representative in Massachusetts, since August 2025.
- MassachusettsSince 21 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 June 2016 |
| Series 24 | General Securities Principal Examination | 29 June 2015 |
| Series 3 | National Commodity Futures Examination | 5 May 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 January 2002 |
| Series 7 | General Securities Representative Examination | 23 October 2001 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lawrence Fernandes Pereira
- CRD
- 4408339
- Firm
- Capital Markets IQ · CRD 134921
- Office
- Cohasset, MA
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Lawrence Pereira work?
Lawrence Pereira is an investment adviser representative registered through Capital Markets Iq, LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is Lawrence Pereira a financial advisor?
Yes. Lawrence Pereira has a current investment-adviser registration in Massachusetts, through Capital Markets IQ since September 2016.
How many years of experience does Lawrence Pereira have?
Lawrence Pereira has 23 years in the financial industry, since January 2003, across 1 adviser firm.
What exams has Lawrence Pereira passed?
Lawrence Pereira has passed 7 licensing exams: the Series 7, Series 63, Series 3, Series 24, Series 66, Series 14 and Series 99TO. The earliest, the Series 7, was passed in October 2001. FINRA credited Lawrence Pereira with the SIE, which began in October 2018.
Where is Lawrence Pereira based?
Lawrence Pereira’s registered office is in Cohasset, MA.
Is Lawrence Pereira registered with FINRA?
No. Lawrence Pereira has no current broker registration.
How can I verify Lawrence Pereira’s record?
Search CRD 4408339 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lawrence Pereira’s full registration record.