Laura Simpson has held the title Member at Pax Financial Group since January 2023, is not listed as a control person, but directly owns under 5% of the firm.
Pax Financial Group, LLC is a San Antonio, TX firm with $747M under management, 1,350 clients and 11 advisers across 3 offices, as of its June 2026 filing.
Laura Simpson is Financial Advisor of PAX Financial Group, based in San Antonio, Texas. She works with individuals and families on retirement planning, investment management, budgeting and life transitions. For clients who want them, she offers biblically responsible investment options.
Laura Simpson’s longest registration is the current one, 10 years at Pax Financial Group since 2016. Before joining Pax Financial Group in 2016, Laura Simpson was registered through 360 Wealth Management, LLC and Credit Union Investment Services.
- Pax Financial GroupCurrent– present · 10 yearsAsheville, NC · Adviser representative · Firm CRD 284164
- 360 Wealth Management, LLC– · 1 yearSan Antonio, TX · Adviser representative · Firm CRD 164109
- Credit Union Investment Services– · 4 yearsHendersonville, NC · Adviser representative · Firm CRD 144871
Professional designations
Listed by Pax Financial Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Laura Simpson is registered as an investment adviser representative in 2 states. The first approvals date from June 2016; the most recent is North Carolina, in March 2018.
- North CarolinaSince 8 March 2018
- TexasSince 7 June 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 31 March 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 November 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Laura Leigh Simpson
- CRD
- 5236307
- Firm
- Pax Financial Group · CRD 284164
- Role
- Member
- Office
- 28 Schenck Parkway, Building 2B, Suite 200, Asheville, NC 28803
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- paxfinancialgroup.com
Where does Laura Simpson work?
Laura Simpson has held the title Member at Pax Financial Group, LLC since January 2023.
Is Laura Simpson a financial advisor?
Yes. Laura Simpson has a current investment-adviser registration in North Carolina and Texas, through Pax Financial Group since June 2016.
How many years of experience does Laura Simpson have?
Laura Simpson has 17 years in the financial industry, since May 2009, across 3 adviser firms.
What exams has Laura Simpson passed?
Laura Simpson has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in November 2006. FINRA credited Laura Simpson with the SIE, which began in October 2018.
Where did Laura Simpson work before Pax Financial Group?
Before Pax Financial Group, Laura Simpson was registered through Credit Union Investment Services, March 2009 to August 2013.
Where is Laura Simpson based?
Laura Simpson’s registered office is in Asheville, NC.
Is Laura Simpson registered with FINRA?
No. Laura Simpson has no current broker registration.
Is Laura Simpson a CFP?
Pax Financial Group lists Laura Simpson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Laura Simpson’s record?
Search CRD 5236307 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laura Simpson’s full registration record.
