Charles Garcia has held the title Member at Pax Financial Group since January 2025, is not listed as a control person, but directly owns under 5% of the firm. Charles Garcia studied Degrees in Psychology and Military Science at the University of Houston.
Pax Financial Group, LLC is a San Antonio, TX firm with $747M under management, 1,350 clients and 11 advisers across 3 offices, as of its June 2026 filing.
Charles R Garcia is Vice President of Advisory Services of PAX Financial Group, based in San Antonio, Texas. He has over 25 years of experience and is a former business owner. He works with business owners through transitions such as business sales, generational planning and organizational restructuring, and coaches new advisors through their first significant client relationships.
Charles Garcia’s longest registration is the current one, 7 years at Pax Financial Group since 2019. Before joining Pax Financial Group in 2019, Charles Garcia was registered through Usaa Investment Management Company and Usaa Financial Planning Services.
- Pax Financial GroupCurrent– present · 7 yearsSan Antonio, TX · Adviser representative · Firm CRD 284164
- Usaa Investment Management Company– · under a yearSan Antonio, TX · Adviser representative · Firm CRD 5475
- Usaa Financial Planning Services– · 1 yearSan Antonio, TX · Adviser representative · Firm CRD 106352
- Usaa Financial Planning Services– · 3 yearsSan Antonio, TX · Adviser representative · Firm CRD 106352
- LPL Financial Corporation– · 3 yearsCypress, TX · Adviser representative · Firm CRD 6413
- Merrill Lynch Pierce Fenner & Smith Inc.– · 5 yearsHouston, TX · Adviser representative · Firm CRD 7691
- Valic Financial Advisors, Inc.– · 2 yearsHouston, TX · Adviser representative · Firm CRD 42803
Investment adviser representative registrations
Charles Garcia is registered as an investment adviser representative in Texas, since February 2019.
- TexasSince 7 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 28 February 2004 |
| Series 24 | General Securities Principal Examination | 4 October 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 1999 |
| Series 7 | General Securities Representative Examination | 28 April 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 April 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 April 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Charles Rienaldo Garcia
- CRD
- 3017415
- Firm
- Pax Financial Group · CRD 284164
- Role
- Member
- Office
- 270 NORTH LOOP 1604 EAST, SUITE 200, San Antonio, TX 78232
- Registration
- Investment adviser registration
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- paxfinancialgroup.com
Where does Charles Garcia work?
Charles Garcia has held the title Member at Pax Financial Group, LLC since January 2025.
Is Charles Garcia a financial advisor?
Yes. Charles Garcia has a current investment-adviser registration in Texas, through Pax Financial Group since February 2019.
How many years of experience does Charles Garcia have?
Charles Garcia has 26 years in the financial industry, since October 2000, across 6 adviser firms.
What exams has Charles Garcia passed?
Charles Garcia has passed 6 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 24 and Series 31. The earliest, the Series 63, was passed in April 1998. FINRA credited Charles Garcia with the SIE, which began in October 2018.
Where did Charles Garcia work before Pax Financial Group?
Before Pax Financial Group, Charles Garcia was registered through Usaa Investment Management Company, January 2018 to January 2019; Usaa Financial Planning Services, August 2016 to January 2018; Usaa Financial Planning Services, March 2011 to September 2014; LPL Financial Corporation, October 2007 to December 2010; Merrill Lynch Pierce Fenner & Smith Inc., June 2002 to October 2007; Valic Financial Advisors, Inc., September 1999 to July 2002.
Where is Charles Garcia based?
Charles Garcia’s registered office is in San Antonio, TX.
Is Charles Garcia registered with FINRA?
No. Charles Garcia has no current broker registration.
How can I verify Charles Garcia’s record?
Search CRD 3017415 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Garcia’s full registration record.
