Janise Brooks has been President of Pax Financial Group since July 2016, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Pax Financial Group, LLC is a San Antonio, TX firm with $747M under management, 1,350 clients and 11 advisers across 3 offices, as of its June 2026 filing.
Janise Brooks is President of PAX Financial Group, based in San Antonio, Texas. She oversees the firm's operational and strategic direction. She began at PAX as an administrative assistant and earned her investment advisor, securities and insurance licenses before becoming President.
Janise Brooks’ longest registration is the current one, 10 years at Pax Financial Group since 2016. Before joining Pax Financial Group in 2016, Janise Brooks was registered through LPL Financial LLC.
- Pax Financial GroupCurrent– present · 10 yearsSan Antonio, TX · Adviser representative · Firm CRD 284164
- LPL Financial LLC– · 6 yearsSan Antonio, TX · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Janise Brooks is registered as an investment adviser representative in Texas, since June 2016.
- TexasSince 15 June 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 August 2010 |
| Series 7 | General Securities Representative Examination | 17 May 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 May 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Janise Margot Brooks
- CRD
- 5474335
- Firm
- Pax Financial Group · CRD 284164
- Role
- President
- Office
- 270 NORTH LOOP 1604 EAST, SUITE 200, San Antonio, TX 78232
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- paxfinancialgroup.com
Where does Janise Brooks work?
Janise Brooks has been President of Pax Financial Group, LLC since July 2016.
Is Janise Brooks a financial advisor?
Yes. Janise Brooks has a current investment-adviser registration in Texas, through Pax Financial Group since June 2016.
How many years of experience does Janise Brooks have?
Janise Brooks has 18 years in the financial industry, since May 2008, across 2 adviser firms.
What exams has Janise Brooks passed?
Janise Brooks has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in May 2008. FINRA credited Janise Brooks with the SIE, which began in October 2018.
Where is Janise Brooks based?
Janise Brooks’ registered office is in San Antonio, TX.
Is Janise Brooks registered with FINRA?
No. Janise Brooks has no current broker registration.
How can I verify Janise Brooks’ record?
Search CRD 5474335 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Janise Brooks’ full registration record.
