Career
Laura Pantaleo has been Director of J.P. Morgan Private Investments since February 2015. Laura Pantaleo is a control person of the firm and directly owns under 5% of it.
J.P. Morgan Private Investments Inc. is a New York, NY firm with $470B under management, 1,278,255 clients and 96 advisers across 6 offices, as of its June 2026 filing.
No adviser firm registrations are on Laura Pantaleo’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 October 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 September 1986 |
| Series 7 | General Securities Representative Examination | 19 July 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Laura Ann Pantaleo
- CRD
- 1501065
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Laura Pantaleo work?
Laura Pantaleo has been Director of J.P. Morgan Private Investments Inc. since February 2015, and is a control person of the firm.
Does Laura Pantaleo have a current investment-adviser registration?
Laura Pantaleo has a current broker registration and no current investment-adviser registration.
What exams has Laura Pantaleo passed?
Laura Pantaleo has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in July 1986. FINRA credited Laura Pantaleo with the SIE, which began in October 2018.