Larry Sfinas has been an investment adviser representative at Secure Asset Management since May 2024, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Larry Sfinas’ longest registration was 4 years at SCF Investment Advisors, Inc. (2011–2016). Before joining Secure Asset Management in 2024, Larry Sfinas was registered through Trustmont Advisory Group, Inc. and MML Investors Services, LLC.
- – present · 2 yearsSouthampton, PA · Adviser representative · Firm CRD 144046
- Trustmont Advisory Group, Inc.– · under a yearSouthampton, PA · Adviser representative · Firm CRD 106015
- MML Investors Services, LLC– · under a yearWarren, NJ · Adviser representative · Firm CRD 10409
- Csenge Advisory Group, LLC– · under a yearSouthampton, PA · Adviser representative · Firm CRD 131167
- Arbor Point Advisors– · 2 yearsSouthampton, PA · Adviser representative · Firm CRD 165127
- Securities America Advisors, Inc.– · under a yearSouthampton, PA · Adviser representative · Firm CRD 110518
- Prosperity Wealth Management, Inc.– · 2 yearsSouthamption, PA · Adviser representative · Firm CRD 174328
- Innovation Partners LLC– · under a yearSouthhampton, PA · Adviser representative · Firm CRD 146344
- United Planners' Financial Services of America A Limited Partner– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 20804
- SCF Investment Advisors, Inc.– · 4 yearsFresno, CA · Adviser representative · Firm CRD 123608
- Ausdal Financial Partners, Inc.– · 2 yearsSouthampton, PA · Adviser representative · Firm CRD 7995
- American Portfolios Advisors, Inc– · 1 yearHolbrook, NY · Adviser representative · Firm CRD 112697
- Ing Financial Partners, Inc– · 2 yearsSouthampton, PA · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Larry Sfinas is registered as an investment adviser representative in Pennsylvania, since May 2024.
- PennsylvaniaSince 21 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 February 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 August 1981 |
| Series 1 | Registered Representative Examination | 24 April 1969 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- CRD
- 419396
- Firm
- Secure Asset Management · CRD 144046
- Office
- Southampton, PA
- Registration
- Investment adviser registration
- In the industry since
- June 1971
- Disciplinary history
- Not yet shown here · SEC record
Where does Larry Sfinas work?
Larry Sfinas is an investment adviser representative registered through Secure Asset Management, L.L.C. since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Larry Sfinas a financial advisor?
Yes. Larry Sfinas has a current investment-adviser registration in Pennsylvania, through Secure Asset Management since May 2024.
How many years of experience does Larry Sfinas have?
Larry Sfinas has 55 years in the financial industry, since June 1971, across 13 adviser firms.
What exams has Larry Sfinas passed?
Larry Sfinas has passed 5 licensing exams: the Series 1, Series 63, Series 66, Series 7TO and Series 6TO. The earliest, the Series 1, was passed in April 1969. FINRA credited Larry Sfinas with the SIE, which began in October 2018.
Where did Larry Sfinas work before Secure Asset Management?
Before Secure Asset Management, Larry Sfinas was registered through Trustmont Advisory Group, Inc., October 2023 to May 2024; MML Investors Services, LLC, December 2022 to September 2023; Csenge Advisory Group, LLC, October 2021 to September 2022; Arbor Point Advisors, August 2019 to October 2021; Securities America Advisors, Inc., July 2019 to August 2019; Prosperity Wealth Management, Inc., September 2017 to September 2019; Innovation Partners LLC, August 2017 to August 2017; United Planners' Financial Services of America A Limited Partner, September 2016 to August 2017; SCF Investment Advisors, Inc., November 2011 to August 2016; Ausdal Financial Partners, Inc., July 2009 to November 2011; American Portfolios Advisors, Inc, July 2007 to July 2009; Ing Financial Partners, Inc, October 2004 to June 2007.
Where is Larry Sfinas based?
Larry Sfinas’ registered office is in Southampton, PA.
Is Larry Sfinas registered with FINRA?
No. Larry Sfinas has no current broker registration.
How can I verify Larry Sfinas’ record?
Search CRD 419396 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Larry Sfinas’ full registration record.