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Kyle Smith

Vice President at Newedge Advisors

Investment adviser and broker registrationsPittsburg, PASEC record checked 17 October 2026

35
Years in the industry
4
Years at the firm
3
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Kyle Smith is Vice President of Newedge Advisors, LLC, a New Orleans investment adviser managing $43.2B. Kyle Smith has been registered through Newedge Advisors since 1 November 2021, has 35 years in the industry across 3 firms and has passed 8 licensing exams.

Role at Newedge Advisors

Title on Schedule A
Vice President
Control
Kyle Smith is a control person of Newedge Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kyle Smith has held the filed role since November 2021.

The firm

Newedge Advisors, LLC
New Orleans, LA

Form ADV filed 1 October 2026

$43.2B AUM49,898 clients515 advisers234 offices

Career on record

Kyle Smith has been registered through Newedge Advisors since November 2021, and before that through Mid Atlantic Financial Management, Inc..

Firms and exams, newest first
  1. Passed Series 14, Series 79TO and Series 99TO · 2023
  2. Newedge AdvisorsCurrent
    – present · 5 years
    Pittsburg, PA · Adviser representative · Firm CRD 171351
  3. New Edge WealthCurrent
    – present · 6 years
    Pittsburgh, PA · Adviser representative · Firm CRD 307771
  4. Passed SIE · 2018
  5. Passed Series 24 · 2009
  6. Passed Series 3 · 2001
  7. Mid Atlantic Financial Management, Inc.
    – · 23 years
    Pittsburgh, PA · Adviser representative · Firm CRD 109771
  8. Passed Series 7 and Series 63 · 1991

Registrations and exams

Kyle Smith has a current investment-adviser registration in Ohio and Pennsylvania and has passed 8 qualifying exams.

Ohio1 November 2021
Scope
Investment adviser representative
Status
Approved
Pennsylvania27 October 2020
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6325 November 1991
Name
Uniform Securities Agent State Law Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 2412 May 2009
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 36 September 2001
Name
National Commodity Futures Examination
Series 719 July 1991
Name
General Securities Representative Examination

Individual record

Full name
Kyle Peter Smith
CRD
2142563
Firm
Newedge Advisors, LLC
Registration status
Investment adviser and broker registrations
Office
1251 Waterfront Place, Suite 510, Pittsburg, PA 15222

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kyle Smith work?

Kyle Smith has been Vice President of Newedge Advisors, LLC since November 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Is Kyle Smith a financial advisor?

Yes. Kyle Smith has a current investment-adviser registration in Ohio and Pennsylvania, through Newedge Advisors since November 2021, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Kyle Smith have?

Kyle Smith has worked in the financial industry for 35 years as of 17 October 2026, counted from 27 September 1991, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Kyle Smith passed?

Kyle Smith has passed 8 licensing exams: the Series 7, Series 63, Series 3, Series 24, SIE, Series 14, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in July 1991.

Source: IAPD individual record, checked 17 October 2026

Where did Kyle Smith work before Newedge Advisors?

Before Newedge Advisors, Kyle Smith was registered through Mid Atlantic Financial Management, Inc., April 1999 to November 2021.

Source: IAPD individual record, checked 17 October 2026

Where is Kyle Smith based?

Kyle Smith’s registered office is in Pittsburg, PA.

Source: IAPD individual record, checked 17 October 2026

Leadership at Newedge Advisors

  • Alexander Goss
    Chief Executive Officer/Founder
  • Justin Schoepf
    Vice President of Operations
  • Joseph Banco
    Chief Financial Officer and Treasurer
  • William Brand
    Chief Compliance Officer
  • Jeffrey Cutler
    Chief Experience Officer
  • Jennifer DeLoach
    Deputy Compliance Officer
  • Erin Sarver-Corbett
    Chief Operations Officer, Managing Director
  • David Schnier
    General Counsel and Secretary
  • David Symecko
    Managing Director, Business Development
  • Neil Turner
    Partner/Founder/Co-CEO

Sources

  1. IAPD individual record, CRD 2142563. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Newedge Advisors, LLC, filed 1 October 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kyle Smith or Newedge Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.