Role at Newedge Advisors
- Title on Schedule A
- Deputy Compliance Officer
- Control
- Jennifer DeLoach is a control person of Newedge Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Jennifer DeLoach has held the filed role since January 2023.
The firm
Form ADV filed 1 October 2026
Career on record
Jennifer DeLoach has been registered through Newedge Advisors since March 2023, and before that through Veracity Capital LLC, Wealth Enhancement Advisory Services, LLC, Joyn Advisors, Inc., Securian Financial Services, Inc., Acg Wealth Inc., Atlanta Capital Group, Certus Investment Advisors, LLC, Robert W. Baird & Co. Incorporated and Sterne Agee Investment Advisors, Inc..
- Passed Series 24 and Series 7TO · 2024
- Veracity Capital LLC– · 3 yearsAtlanta, GA · Adviser representative · Firm CRD 304272
- Wealth Enhancement Advisory Services, LLC– · under a yearAtlanta, GA · Adviser representative · Firm CRD 116407
- Passed SIE · 2018
- Joyn Advisors, Inc.– · 2 yearsAtlanta, GA · Adviser representative · Firm CRD 106725
- Securian Financial Services, Inc.– · 1 yearAtlanta, GA · Adviser representative · Firm CRD 15296
- Acg Wealth Inc.– · 2 yearsAtlanta, GA · Adviser representative · Firm CRD 150419
- Atlanta Capital Group– · 4 yearsDecatur, GA · Adviser representative · Firm CRD 150419
- Certus Investment Advisors, LLC– · under a yearGreenville, SC · Adviser representative · Firm CRD 159221
- Passed Series 10 and Series 9 · 2008
- Robert W. Baird & Co. Incorporated– · 3 yearsAlpharetta, GA · Adviser representative · Firm CRD 8158
- Sterne Agee Investment Advisors, Inc.– · 2 yearsBirmingham, AL · Adviser representative · Firm CRD 130888
- Passed Series 65 · 2005
- Passed Series 55 · 2004
- Passed Series 7 and Series 63 · 2003
Registrations and exams
Jennifer DeLoach has a current investment-adviser registration in Georgia and has passed 9 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Georgia | Investment adviser representative | Approved | 6 March 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 November 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 February 2003 |
| Series 24 | General Securities Principal Examination | 29 March 2024 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 23 December 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 18 December 2008 |
| Series 7TO | General Securities Representative Examination | 29 March 2024 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 55 | Limited Representative-Equity Trader Exam | 11 March 2004 |
| Series 7 | General Securities Representative Examination | 20 February 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
Individual record
- Full name
- Jennifer Ford DeLoach
- CRD
- 4021337
- Registration status
- Investment adviser and broker registrations
- Office
- Decatur, GA
- Firm bio
- newedgeadvisors.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
NewEdge describes Jennifer DeLoach’s compliance and operations background and her current Deputy Chief Compliance Officer role. NewEdge Advisors official team biography
Education
- BA, Auburn University.NewEdge Advisors official team biography
Common questions
Where does Jennifer DeLoach work?
Jennifer DeLoach has been Deputy Compliance Officer of Newedge Advisors, LLC since January 2023, and is a control person of the firm.
Is Jennifer DeLoach a financial advisor?
Yes. Jennifer DeLoach has a current investment-adviser registration in Georgia, through Newedge Advisors since March 2023, as of 17 October 2026.
How many years of experience does Jennifer DeLoach have?
Jennifer DeLoach has worked in the financial industry for 23 years as of 17 October 2026, counted from 24 August 2003, across 9 adviser firms.
What exams has Jennifer DeLoach passed?
Jennifer DeLoach has passed 9 licensing exams: the Series 7, Series 63, Series 55, Series 65, Series 10, Series 9, SIE, Series 24 and Series 7TO. The earliest, the Series 7, was passed in February 2003.
Where did Jennifer DeLoach work before Newedge Advisors?
Before Newedge Advisors, Jennifer DeLoach was registered through Veracity Capital LLC, June 2020 to February 2023; Wealth Enhancement Advisory Services, LLC, May 2020 to June 2020; Joyn Advisors, Inc., July 2018 to April 2020; Securian Financial Services, Inc., July 2018 to November 2019; Acg Wealth Inc., December 2016 to July 2018; Atlanta Capital Group, January 2013 to October 2016; Certus Investment Advisors, LLC, June 2012 to November 2012; Robert W. Baird & Co. Incorporated, May 2007 to June 2010; Sterne Agee Investment Advisors, Inc., December 2005 to June 2007.
Where is Jennifer DeLoach based?
Jennifer DeLoach’s registered office is in Decatur, GA.
Leadership at Newedge Advisors
- Alexander GossChief Executive Officer/Founder
- Justin SchoepfVice President of Operations
- Kyle SmithVice President
- Joseph BancoChief Financial Officer and Treasurer
- William BrandChief Compliance Officer
- Jeffrey CutlerChief Experience Officer
- Erin Sarver-CorbettChief Operations Officer, Managing Director
- David SchnierGeneral Counsel and Secretary
- David SymeckoManaging Director, Business Development
- Neil TurnerPartner/Founder/Co-CEO