Kristin Neerhof has been an investment adviser representative at Shelter Wealth Strategies since July 2026, and is not listed among the firm’s executive officers or direct owners.
Shelter Wealth Strategies, LLC is a Houston, TX firm with $144M under management, 38 clients and 8 advisers across 5 offices, as of its June 2026 filing.
- – present · under a yearIrvine, CA · Adviser representative · Firm CRD 170655
Investment adviser representative registrations
Kristin Neerhof is registered as an investment adviser representative in California, as a resident of California, since July 2026.
- CaliforniaResidentSince 15 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 13 May 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 February 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kristin Leigh Neerhof
- CRD
- 6592610
- Firm
- Shelter Wealth Strategies · CRD 170655
- Office
- 5151 CALIFORNIA AVE #100, Irvine, CA 92617
- Registration
- Investment adviser registration
- In the industry since
- September 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Kristin Neerhof work?
Kristin Neerhof is an investment adviser representative registered through Shelter Wealth Strategies, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Kristin Neerhof a financial advisor?
Yes. Kristin Neerhof has a current investment-adviser registration in California, through Shelter Wealth Strategies since July 2026.
How many years of experience does Kristin Neerhof have?
Kristin Neerhof has 1 year in the financial industry, since September 2025, across 1 adviser firm.
What exams has Kristin Neerhof passed?
Kristin Neerhof has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in February 2016. FINRA credited Kristin Neerhof with the SIE, which began in October 2018.
Where is Kristin Neerhof based?
Kristin Neerhof’s registered office is in Irvine, CA.
Is Kristin Neerhof registered with FINRA?
No. Kristin Neerhof has no current broker registration.
How can I verify Kristin Neerhof’s record?
Search CRD 6592610 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristin Neerhof’s full registration record.