Scott Freeman has been Co-Chairman of HFB Holdings, LLC of Shelter Wealth Strategies since May 2014, is a control person of the firm and directly owns under 5% of it.
Shelter Wealth Strategies, LLC is a Houston, TX firm with $144M under management, 38 clients and 8 advisers across 5 offices, as of its June 2026 filing.
Scott Freeman’s longest registration is the current one, 11 years at Shelter Wealth Strategies since 2015. Before joining Shelter Wealth Strategies in 2015, Scott Freeman was registered through MML Investors Services, LLC.
- Devon Investment Advisory– · 6 yearsHouston, TX · Adviser representative · Firm CRD 300425
- – present · 11 yearsHouston, TX · Adviser representative · Firm CRD 170655
- MML Investors Services, LLC– · 8 yearsHouston, TX · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Scott Freeman is registered as an investment adviser representative in 11 states. The first approvals date from February 2015; the most recent is Oregon, in January 2022.
- CaliforniaSince 19 February 2015
- DelawareSince 28 June 2016
- IllinoisSince 4 January 2016
- LouisianaSince 20 February 2015
- MarylandSince 1 June 2016
- MichiganSince 25 May 2016
- MinnesotaSince 18 June 2018
- OhioSince 20 June 2018
- OregonSince 12 January 2022
- PennsylvaniaSince 18 February 2015
- TexasSince 18 February 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 February 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 November 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 November 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Hamilton Freeman
- CRD
- 4042980
- Firm
- Shelter Wealth Strategies · CRD 170655
- Role
- Co-Chairman of HFB Holdings, LLC
- Office
- 1400 POST OAK BLVD, SUITE 450, Houston, TX 77056
- Registration
- Investment adviser registration
- In the industry since
- February 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Freeman work?
Scott Freeman has been Co-Chairman of HFB Holdings, LLC of Shelter Wealth Strategies, LLC since May 2014, and is a control person of the firm.
Is Scott Freeman a financial advisor?
Yes. Scott Freeman has a current investment-adviser registration in California, Delaware, Illinois, Louisiana, Maryland, Michigan, Minnesota, Ohio, Oregon, Pennsylvania and Texas, through Shelter Wealth Strategies since February 2015.
How many years of experience does Scott Freeman have?
Scott Freeman has 19 years in the financial industry, since February 2007, across 3 adviser firms.
What exams has Scott Freeman passed?
Scott Freeman has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 2002. FINRA credited Scott Freeman with the SIE, which began in October 2018.
Where is Scott Freeman based?
Scott Freeman’s registered office is in Houston, TX.
Is Scott Freeman registered with FINRA?
No. Scott Freeman has no current broker registration.
How can I verify Scott Freeman’s record?
Search CRD 4042980 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Freeman’s full registration record.
- Bryant BostonCCO
- Therese-Marie CasementDirector of Operations