Kim-Ngon Trinh Wicker has been an investment adviser representative at CSP Financial Group since January 2024, and is not listed among the firm’s executive officers or direct owners.
CSP Financial Group LLC is a Scottsdale, AZ firm with $151M under management, 397 clients and 21 advisers across 18 offices, as of its September 2026 filing.
Kim-Ngon Trinh Wicker’s longest registration is the current one, 2 years at CSP Financial Group since 2024. Before joining CSP Financial Group in 2024, Kim-Ngon Trinh Wicker was registered through Matson Money, Inc.
- CSP Financial Group LLCCurrent– present · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 310819
- Matson Money, Inc.– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 110425
Investment adviser representative registrations
Kim-Ngon Trinh Wicker is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from February 2024; the most recent is New Mexico, in July 2026.
- ArizonaSince 12 February 2024
- New MexicoSince 7 July 2026
- TexasResidentSince 8 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 June 2022 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7715667
- Firm
- CSP Financial Group · CRD 310819
- Office
- Scottsdale, AZ
- Registration
- Investment adviser registration
- In the industry since
- June 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Kim-Ngon Trinh Wicker work?
Kim-Ngon Trinh Wicker is an investment adviser representative registered through CSP Financial Group LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Kim-Ngon Trinh Wicker a financial advisor?
Yes. Kim-Ngon Trinh Wicker has a current investment-adviser registration in Arizona, New Mexico and Texas, through CSP Financial Group since January 2024.
How many years of experience does Kim-Ngon Trinh Wicker have?
Kim-Ngon Trinh Wicker has 3 years in the financial industry, since June 2023, across 2 adviser firms.
What exams has Kim-Ngon Trinh Wicker passed?
Kim-Ngon Trinh Wicker passed the Series 65 in June 2022.
Where did Kim-Ngon Trinh Wicker work before CSP Financial Group?
Before CSP Financial Group, Kim-Ngon Trinh Wicker was registered through Matson Money, Inc., April 2023 to November 2023.
Where is Kim-Ngon Trinh Wicker based?
Kim-Ngon Trinh Wicker’s registered office is in Scottsdale, AZ.
Is Kim-Ngon Trinh Wicker registered with FINRA?
No. Kim-Ngon Trinh Wicker has no current broker registration.
How can I verify Kim-Ngon Trinh Wicker’s record?
Search CRD 7715667 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kim-Ngon Trinh Wicker’s full registration record.
