Kiel Holmes has been an investment adviser representative at Kelsey Financial since June 2021, and is not listed among the firm’s executive officers or direct owners.
Kelsey Financial, LLC is a Moorpark, CA firm with $176M under management, 275 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Kiel Holmes is Vice President and Advisor of Kelsey Financial, based in Moorpark. He began his career in the financial services industry in 2013, worked for five years as an advisor on his own, and joined Kelsey Financial in 2018. He has nearly a decade in investment management and financial planning.
Kiel Holmes’ longest registration is the current one, 5 years at Kelsey Financial since 2021. Before joining Kelsey Financial in 2021, Kiel Holmes was registered through Kelsey Financial, LLC and Western International Securities.
- Kelsey Financial, LLCCurrent– present · 5 yearsLake Balboa, CA · Adviser representative · Firm CRD 314950
- Kelsey Financial, LLC– · 3 yearsToluca Lake, CA · Adviser representative · Firm CRD 171901
- Western International Securities– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 39262
- Financial West Group– · 3 yearsLos Angeles, CA · Adviser representative · Firm CRD 16668
Investment adviser representative registrations
Kiel Holmes is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2021; the most recent is Texas, in September 2021.
- CaliforniaSince 25 June 2021
- TexasResidentSince 10 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 April 2014 |
| Series 7 | General Securities Representative Examination | 13 March 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kiel Spencer Holmes
- CRD
- 6245170
- Firm
- Kelsey Financial · CRD 314950
- Office
- Lake Balboa, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kelseyfinancial.net
Where does Kiel Holmes work?
Kiel Holmes is an investment adviser representative registered through Kelsey Financial, LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Kiel Holmes a financial advisor?
Yes. Kiel Holmes has a current investment-adviser registration in California and Texas, through Kelsey Financial since June 2021.
How many years of experience does Kiel Holmes have?
Kiel Holmes has 12 years in the financial industry, since March 2014, across 4 adviser firms.
What exams has Kiel Holmes passed?
Kiel Holmes has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2014. FINRA credited Kiel Holmes with the SIE, which began in October 2018.
Where did Kiel Holmes work before Kelsey Financial?
Before Kelsey Financial, Kiel Holmes was registered through Western International Securities, August 2017 to December 2017; Financial West Group, April 2014 to August 2017.
Where is Kiel Holmes based?
Kiel Holmes’ registered office is in Lake Balboa, CA.
Is Kiel Holmes registered with FINRA?
No. Kiel Holmes has no current broker registration.
How can I verify Kiel Holmes’ record?
Search CRD 6245170 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kiel Holmes’ full registration record.