Role at Cary Street Partners Investment Advisory
- Title on Schedule A
- Chief Financial Officer, Director
- Control
- Kevin Mitchell is a control person of Cary Street Partners Investment Advisory.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Kevin Mitchell has held the filed role since February 2017.
The firm
Form ADV filed 30 March 2026
Career on record
Kevin Mitchell has been registered through Cary Street Partners Investment Advisory since November 2010.
- Passed Series 99TO · 2023
- Passed SIE · 2018
- Cary Street PartnersCurrent– present · 16 yearsRichmond, VA · Adviser representative · Firm CRD 128545
- Passed Series 27 and Series 66 · 2010
- Passed Series 7 and Series 24 · 2007
Registrations and exams
Kevin Mitchell has a current investment-adviser registration in Virginia and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Virginia | Investment adviser representative | Approved | 22 November 2010 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 November 2010 |
| Series 27 | Financial and Operations Principal Examination | 13 May 2010 |
| Series 24 | General Securities Principal Examination | 18 June 2007 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 2 April 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Kevin Lee Mitchell
- CRD
- 3085157
- Registration status
- Investment adviser and broker registrations
- Office
- 901 East Byrd Street, Suite 1001, Richmond, VA 23219
- Firm bio
- carystreetpartners.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Kevin Mitchell is listed as head of accounting, controller and financial operations managing director. The biography says he manages the firm’s finance and accounting operations. Official firm biography
Education
- B.S. in Accounting, Virginia Polytechnic Institute and State UniversityOfficial firm biography
Common questions
Where does Kevin Mitchell work?
Kevin Mitchell has been Chief Financial Officer, Director of Cary Street Partners Investment Advisory LLC since February 2017, and is a control person of the firm.
Is Kevin Mitchell a financial advisor?
Yes. Kevin Mitchell has a current investment-adviser registration in Virginia, through Cary Street Partners Investment Advisory since November 2010, as of 17 October 2026.
How many years of experience does Kevin Mitchell have?
Kevin Mitchell has worked in the financial industry for 18 years as of 17 October 2026, counted from 17 September 2008, across 1 adviser firm.
What exams has Kevin Mitchell passed?
Kevin Mitchell has passed 6 licensing exams: the Series 7, Series 24, Series 27, Series 66, SIE and Series 99TO. The earliest, the Series 7, was passed in April 2007.
Where is Kevin Mitchell based?
Kevin Mitchell’s registered office is in Richmond, VA.
Leadership at Cary Street Partners Investment Advisory
- Joseph SchmucklerChief Executive Officer (CSPF)
- Walter BaynePresident, Managing Director
- Wesley GallupChief Operating Officer, Managing Director
- Nancy OliverChief Compliance Officer, Director
- Matthew RubinChief Investment Officer, Managing Director
- Thomas TullidgeSecretary/Treasurer, Managing Director; Chief Strategy Officer, Legal and Finance (CSPF)