Kevin Aguas has been an investment adviser representative at Cross State Financial Group since December 2018, and is not listed among the firm’s executive officers or direct owners.
Cross State Financial Group LLC is an Albuquerque, NM firm with $188M under management, 406 clients and 10 advisers across 8 offices, as of its April 2026 filing.
Kevin Aguas’ longest registration was 9 years at Cue Advisory Services, Inc. (2009–2018). Before joining Cross State Financial Group in 2018, Kevin Aguas was registered through PFG Advisors and Cue Advisory Services, Inc.
- – present · 7 yearsFlagstaff, AZ · Adviser representative · Firm CRD 282011
- PFG Advisors– · under a yearFlagstaff, AZ · Adviser representative · Firm CRD 173344
- Cue Advisory Services, Inc.– · 9 yearsFlagstaff, AZ · Adviser representative · Firm CRD 21033
- Geneos Wealth Management, Inc.– · 4 yearsFlagstaff, AZ · Adviser representative · Firm CRD 120894
- Rubicon Financial Network– · 1 yearTempe, AZ · Adviser representative · Firm CRD 113980
Investment adviser representative registrations
Kevin Aguas is registered as an investment adviser representative in Arizona, since December 2018.
- ArizonaSince 20 December 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 July 2003 |
| Series 7 | General Securities Representative Examination | 16 January 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 October 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 September 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Kevin Jay Aguas
- CRD
- 4573669
- Firm
- Cross State Financial Group · CRD 282011
- Office
- Flagstaff, AZ
- Registration
- Investment adviser registration
- In the industry since
- November 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Kevin Aguas work?
Kevin Aguas is an investment adviser representative registered through Cross State Financial Group LLC since December 2018, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Aguas a financial advisor?
Yes. Kevin Aguas has a current investment-adviser registration in Arizona, through Cross State Financial Group since December 2018.
How many years of experience does Kevin Aguas have?
Kevin Aguas has 22 years in the financial industry, since November 2003, across 5 adviser firms.
What exams has Kevin Aguas passed?
Kevin Aguas has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in September 2002. FINRA credited Kevin Aguas with the SIE, which began in October 2018.
Where did Kevin Aguas work before Cross State Financial Group?
Before Cross State Financial Group, Kevin Aguas was registered through PFG Advisors, April 2018 to December 2018; Cue Advisory Services, Inc., September 2009 to December 2018; Geneos Wealth Management, Inc., February 2005 to June 2009; Rubicon Financial Network, September 2003 to January 2005.
Where is Kevin Aguas based?
Kevin Aguas’ registered office is in Flagstaff, AZ.
Is Kevin Aguas registered with FINRA?
No. Kevin Aguas has no current broker registration.
How can I verify Kevin Aguas’ record?
Search CRD 4573669 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Aguas’ full registration record.