Danielle Mutz has been Managing Member/Chief Compliance Officer of Cross State Financial Group since December 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Cross State Financial Group LLC is an Albuquerque, NM firm with $188M under management, 406 clients and 10 advisers across 8 offices, as of its April 2026 filing.
Danielle Mutz’s longest registration is the current one, 10 years at Cross State Financial Group since 2016. Before joining Cross State Financial Group in 2016, Danielle Mutz was registered through Foothill Securities, Inc.
- – present · 10 yearsAlbuquerque, NM · Adviser representative · Firm CRD 282011
- Foothill Securities, Inc.– · 1 yearAlbuquerque, NM · Adviser representative · Firm CRD 1027
Investment adviser representative registrations
Danielle Mutz is registered as an investment adviser representative in 4 states. The first approvals date from February 2016; the most recent is Florida, in April 2019.
- ColoradoSince 1 March 2016
- FloridaSince 22 April 2019
- New MexicoSince 18 February 2016
- TexasSince 7 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 October 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 2003 |
| Series 7 | General Securities Representative Examination | 21 September 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Danielle Elizabeth Mutz
- CRD
- 4179319
- Firm
- Cross State Financial Group · CRD 282011
- Role
- Managing Member/Chief Compliance Officer
- Office
- 6721 ACADEMY RD. NE, SUITE B, Albuquerque, NM 87109
- Registration
- Investment adviser registration
- In the industry since
- March 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Danielle Mutz work?
Danielle Mutz has been Managing Member/Chief Compliance Officer of Cross State Financial Group LLC since December 2015, and is a control person of the firm.
Is Danielle Mutz a financial advisor?
Yes. Danielle Mutz has a current investment-adviser registration in Colorado, Florida, New Mexico and Texas, through Cross State Financial Group since February 2016.
How many years of experience does Danielle Mutz have?
Danielle Mutz has 24 years in the financial industry, since March 2002, across 2 adviser firms.
What exams has Danielle Mutz passed?
Danielle Mutz has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2001. FINRA credited Danielle Mutz with the SIE, which began in October 2018.
Where is Danielle Mutz based?
Danielle Mutz’s registered office is in Albuquerque, NM.
Is Danielle Mutz registered with FINRA?
No. Danielle Mutz has no current broker registration.
How can I verify Danielle Mutz’s record?
Search CRD 4179319 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Danielle Mutz’s full registration record.