Steven Iversen has held the title Member at Cross State Financial Group since December 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Cross State Financial Group LLC is an Albuquerque, NM firm with $188M under management, 406 clients and 10 advisers across 8 offices, as of its April 2026 filing.
Steven Iversen’s longest registration is the current one, 10 years at Cross State Financial Group since 2016. Before joining Cross State Financial Group in 2016, Steven Iversen was registered through Foothill Securities, Inc. and Next Financial Group, Inc.
- Crown Capital Securities, L.P.– · 2 yearsAlbuquerque, NM · Adviser representative · Firm CRD 6312
- Crown Capital Securities, L.P.– · 1 yearAlbuquerque, NM · Adviser representative · Firm CRD 6312
- – present · 10 yearsAlbuquerque, NM · Adviser representative · Firm CRD 282011
- Foothill Securities, Inc.– · 6 yearsAlbuquerque, NM · Adviser representative · Firm CRD 1027
- Next Financial Group, Inc.– · 3 yearsAlbuquerque, NM · Adviser representative · Firm CRD 46214
- Raymond James Financial Services– · 6 yearsAlbuquerque, NM · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Steven Iversen is registered as an investment adviser representative in New Mexico, since February 2016.
- New MexicoSince 18 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 31 March 1997 |
| Series 24 | General Securities Principal Examination | 26 August 1994 |
| Series 3 | National Commodity Futures Examination | 18 January 1985 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 17 February 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 June 1980 |
| Series 7 | General Securities Representative Examination | 10 April 1976 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Scott Iversen
- CRD
- 820813
- Firm
- Cross State Financial Group · CRD 282011
- Role
- Member
- Office
- 6721 ACADEMY RD. NE, SUITE B, Albuquerque, NM 87109
- Registration
- Investment adviser registration
- In the industry since
- May 1976
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Iversen work?
Steven Iversen has held the title Member at Cross State Financial Group LLC since December 2015, and is a control person of the firm.
Is Steven Iversen a financial advisor?
Yes. Steven Iversen has a current investment-adviser registration in New Mexico, through Cross State Financial Group since February 2016.
How many years of experience does Steven Iversen have?
Steven Iversen has 50 years in the financial industry, since May 1976, across 5 adviser firms.
What exams has Steven Iversen passed?
Steven Iversen has passed 9 licensing exams: the Series 7, Series 63, Series 8, Series 3, Series 24, Series 65, Series 9, Series 10 and Series 99TO. The earliest, the Series 7, was passed in April 1976. FINRA credited Steven Iversen with the SIE, which began in October 2018.
Where did Steven Iversen work before Cross State Financial Group?
Before Cross State Financial Group, Steven Iversen was registered through Next Financial Group, Inc., January 2006 to December 2009; Raymond James Financial Services, May 1999 to December 2005.
Where is Steven Iversen based?
Steven Iversen’s registered office is in Albuquerque, NM.
Is Steven Iversen registered with FINRA?
No. Steven Iversen has no current broker registration.
How can I verify Steven Iversen’s record?
Search CRD 820813 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Iversen’s full registration record.