Kent Dallmeyer has been an investment adviser representative at Mason & Associates since July 2015, and is not listed among the firm’s executive officers or direct owners.
Mason & Associates, Inc. is a Los Angeles, CA firm with $829M under management, 698 clients and 8 advisers across 2 offices, as of its January 2026 filing.
Kent Dallmeyer’s longest registration is the current one, 11 years at Mason & Associates since 2015. Before joining Mason & Associates in 2015, Kent Dallmeyer was registered through Cambridge Investment Research Advisors, Inc. and Raymond James Financial Services.
- Mason & Associates, Inc.Current– present · 11 yearsWashington, IA · Adviser representative · Firm CRD 141303
- Cambridge Investment Research Advisors, Inc.– · 8 yearsKalona, IA · Adviser representative · Firm CRD 134139
- Raymond James Financial Services– · 7 yearsWashington, IA · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Kent Dallmeyer is registered as an investment adviser representative in Iowa, since July 2015.
- IowaSince 30 July 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 December 1994 |
| Series 24 | General Securities Principal Examination | 21 January 1994 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 17 November 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 January 1981 |
| Series 7 | General Securities Representative Examination | 15 April 1978 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kent Lan Dallmeyer
- CRD
- 851512
- Firm
- Mason & Associates · CRD 141303
- Office
- Washington, IA
- Registration
- Investment adviser registration
- In the industry since
- April 1978
- Disciplinary history
- Not yet shown here · SEC record
Where does Kent Dallmeyer work?
Kent Dallmeyer is an investment adviser representative registered through Mason & Associates, Inc. since July 2015, and is not listed among the firm’s executive officers or direct owners.
Is Kent Dallmeyer a financial advisor?
Yes. Kent Dallmeyer has a current investment-adviser registration in Iowa, through Mason & Associates since July 2015.
How many years of experience does Kent Dallmeyer have?
Kent Dallmeyer has 48 years in the financial industry, since April 1978, across 3 adviser firms.
What exams has Kent Dallmeyer passed?
Kent Dallmeyer has passed 5 licensing exams: the Series 7, Series 63, Series 8, Series 24 and Series 65. The earliest, the Series 7, was passed in April 1978. FINRA credited Kent Dallmeyer with the SIE, which began in October 2018.
Where did Kent Dallmeyer work before Mason & Associates?
Before Mason & Associates, Kent Dallmeyer was registered through Cambridge Investment Research Advisors, Inc., September 2006 to July 2015; Raymond James Financial Services, February 1999 to September 2006.
Where is Kent Dallmeyer based?
Kent Dallmeyer’s registered office is in Washington, IA.
Is Kent Dallmeyer registered with FINRA?
No. Kent Dallmeyer has no current broker registration.
How can I verify Kent Dallmeyer’s record?
Search CRD 851512 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kent Dallmeyer’s full registration record.
