Kenneth Carlson has been an investment adviser representative at DMC Group since July 2015, and is not listed among the firm’s executive officers or direct owners. Kenneth Carlson studied at Taylor University.
DMC Group, LLC is a Birmingham, AL firm with $177M under management, 108 clients and 3 advisers in one office, as of its March 2026 filing.
Ken Carlson is Senior Portfolio Manager of Greybox Investments. His primary responsibility is portfolio strategy, with an emphasis on thematic change, and he has been involved in the portfolio management process for over 30 years. Previously he was Chief Investment Officer at The Trust Company of Sterne Agee, CIO of Jurika & Voyles in Oakland, CA, and Head Trader at Boatmen's Trust Company in St. Louis, MO.
- Greybox InvestmentsCurrent– present · 11 yearsBirmingham, AL · Adviser representative · Firm CRD 174077
Professional designations
Listed by DMC Group
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
Kenneth Carlson is registered as an investment adviser representative in Alabama, since July 2015.
- AlabamaSince 1 July 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 6 October 1987 |
| Series 7 | General Securities Representative Examination | 19 September 1987 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kenneth James Carlson
- CRD
- 1719690
- Firm
- DMC Group · CRD 174077
- Office
- 2301 MORRIS AVENUE, SUITE 105, Birmingham, AL 35203
- Registration
- Investment adviser registration
- In the industry since
- June 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- greyboxinvestments.com
Where does Kenneth Carlson work?
Kenneth Carlson is an investment adviser representative registered through DMC Group, LLC since July 2015, and is not listed among the firm’s executive officers or direct owners.
Is Kenneth Carlson a financial advisor?
Yes. Kenneth Carlson has a current investment-adviser registration in Alabama, through DMC Group since July 2015.
How many years of experience does Kenneth Carlson have?
Kenneth Carlson has 11 years in the financial industry, since June 2015, across 1 adviser firm.
What exams has Kenneth Carlson passed?
Kenneth Carlson has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in September 1987.
Where is Kenneth Carlson based?
Kenneth Carlson’s registered office is in Birmingham, AL.
Is Kenneth Carlson registered with FINRA?
No. Kenneth Carlson has no current broker registration.
Is Kenneth Carlson a CFA charterholder?
DMC Group lists Kenneth Carlson with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify Kenneth Carlson’s record?
Search CRD 1719690 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kenneth Carlson’s full registration record.
