Donie Carlson has been Managing Member / Chief Compliance Officer of DMC Group since November 2014, is a control person of the firm and directly owns 75% or more of it. Donie Carlson studied at Vanderbilt University.
DMC Group, LLC is a Birmingham, AL firm with $177M under management, 108 clients and 3 advisers in one office, as of its March 2026 filing.
Donie Carlson is Managing Member and Chief Compliance Officer of Greybox Investments. She founded the firm to bring quantitative portfolio engineering to the Birmingham market. She previously worked for JP Morgan in San Francisco in Institutional Fixed Income Sales.
- Greybox InvestmentsCurrent– present · 11 yearsBirmingham, AL · Adviser representative · Firm CRD 174077
Investment adviser representative registrations
Donie Carlson is registered as an investment adviser representative in 2 states. The first approvals date from May 2015; the most recent is Florida, in September 2017.
- AlabamaSince 27 May 2015
- FloridaSince 6 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 March 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 May 1994 |
| Series 7 | General Securities Representative Examination | 15 December 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Donie Martin Carlson
- CRD
- 2375714
- Firm
- DMC Group · CRD 174077
- Role
- Managing Member / Chief Compliance Officer
- Office
- 2301 MORRIS AVENUE, SUITE 105, Birmingham, AL 35203
- Registration
- Investment adviser registration
- In the industry since
- May 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- greyboxinvestments.com
Where does Donie Carlson work?
Donie Carlson has been Managing Member / Chief Compliance Officer of DMC Group, LLC since November 2014, and is a control person of the firm.
Is Donie Carlson a financial advisor?
Yes. Donie Carlson has a current investment-adviser registration in Alabama and Florida, through DMC Group since May 2015.
How many years of experience does Donie Carlson have?
Donie Carlson has 11 years in the financial industry, since May 2015, across 1 adviser firm.
What exams has Donie Carlson passed?
Donie Carlson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 1993.
Where is Donie Carlson based?
Donie Carlson’s registered office is in Birmingham, AL.
Is Donie Carlson registered with FINRA?
No. Donie Carlson has no current broker registration.
How can I verify Donie Carlson’s record?
Search CRD 2375714 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donie Carlson’s full registration record.