Kendall Kakugawa has been an investment adviser representative at Sfga since February 2014, and is not listed among the firm’s executive officers or direct owners.
Sfga LLC is a Honolulu, HI firm with $110M under management, 458 clients and 5 advisers across 2 offices, as of its May 2026 filing.
Kendall Kakugawa’s longest registration is the current one, 12 years at Sfga since 2014. Before joining Sfga in 2014, Kendall Kakugawa was registered through United Planners' Financial Services of America A Limited Partner and Securities America Advisors, Inc.
- – present · 12 yearsHonolulu, HI · Adviser representative · Firm CRD 168645
- United Planners' Financial Services of America A Limited Partner– · 1 yearHonolulu, HI · Adviser representative · Firm CRD 20804
- Securities America Advisors, Inc.– · 4 yearsHonolulu, HI · Adviser representative · Firm CRD 110518
- Brecek & Young Advisors, Inc.– · under a yearHonolulu, HI · Adviser representative · Firm CRD 40395
Investment adviser representative registrations
Kendall Kakugawa is registered as an investment adviser representative in Hawaii, since February 2014.
- HawaiiSince 25 February 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 October 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 October 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kendall K.K. Kakugawa
- CRD
- 5118567
- Firm
- Sfga · CRD 168645
- Office
- 1357 KAPIOLANI BLVD, STE 1140, Honolulu, HI 96814
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kendall Kakugawa work?
Kendall Kakugawa is an investment adviser representative registered through Sfga LLC since February 2014, and is not listed among the firm’s executive officers or direct owners.
Is Kendall Kakugawa a financial advisor?
Yes. Kendall Kakugawa has a current investment-adviser registration in Hawaii, through Sfga since February 2014.
How many years of experience does Kendall Kakugawa have?
Kendall Kakugawa has 18 years in the financial industry, since October 2007, across 4 adviser firms.
What exams has Kendall Kakugawa passed?
Kendall Kakugawa has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2007. FINRA credited Kendall Kakugawa with the SIE, which began in October 2018.
Where did Kendall Kakugawa work before Sfga?
Before Sfga, Kendall Kakugawa was registered through Securities America Advisors, Inc., January 2009 to May 2013; Brecek & Young Advisors, Inc., October 2008 to January 2009.
Where is Kendall Kakugawa based?
Kendall Kakugawa’s registered office is in Honolulu, HI.
Is Kendall Kakugawa registered with FINRA?
Yes. Kendall Kakugawa has a current broker registration, under CRD 5118567.
Source: FINRA BrokerCheck
How can I verify Kendall Kakugawa’s record?
Search CRD 5118567 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kendall Kakugawa’s full registration record.