Grant Arita has been Chief Compliance Officer of Sfga since January 2023, is not listed as a control person, but directly owns under 5% of the firm.
Sfga LLC is a Honolulu, HI firm with $110M under management, 458 clients and 5 advisers across 2 offices, as of its May 2026 filing.
Grant Arita’s longest registration is the current one, 12 years at Sfga since 2014. Before joining Sfga in 2014, Grant Arita was registered through United Planners' Financial Services of America A Limited Partner and Securities America Advisors, Inc.
- – present · 12 yearsHonolulu, HI · Adviser representative · Firm CRD 168645
- United Planners' Financial Services of America A Limited Partner– · 1 yearHonolulu, HI · Adviser representative · Firm CRD 20804
- Securities America Advisors, Inc.– · under a yearHonolulu, HI · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Grant Arita is registered as an investment adviser representative in Hawaii, since February 2014.
- HawaiiSince 25 February 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 30 July 2012 |
| Series 66 | Uniform Combined State Law Examination | 11 July 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Grant Tatsuro Arita
- CRD
- 5154654
- Firm
- Sfga · CRD 168645
- Role
- Chief Compliance Officer
- Office
- 1357 KAPIOLANI BLVD, STE 1140, Honolulu, HI 96814
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Grant Arita work?
Grant Arita has been Chief Compliance Officer of Sfga LLC since January 2023.
Is Grant Arita a financial advisor?
Yes. Grant Arita has a current investment-adviser registration in Hawaii, through Sfga since February 2014.
How many years of experience does Grant Arita have?
Grant Arita has 14 years in the financial industry, since August 2012, across 3 adviser firms.
What exams has Grant Arita passed?
Grant Arita has passed 2 licensing exams: the Series 66 and Series 7. The earliest, the Series 66, was passed in July 2012. FINRA credited Grant Arita with the SIE, which began in October 2018.
Where did Grant Arita work before Sfga?
Before Sfga, Grant Arita was registered through Securities America Advisors, Inc., April 2013 to May 2013.
Where is Grant Arita based?
Grant Arita’s registered office is in Honolulu, HI.
Is Grant Arita registered with FINRA?
Yes. Grant Arita has a current broker registration, under CRD 5154654.
Source: FINRA BrokerCheck
How can I verify Grant Arita’s record?
Search CRD 5154654 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Grant Arita’s full registration record.