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Kemper Arnold, portrait

Kemper Arnold

Investment adviser representative at Vantage Financial Group in Cleveland, OH

Investment adviser and broker registrationsUpdated

Kemper Arnold is an investment adviser representative at Vantage Financial Group, Inc., an investment adviser managing $867M, and works from its Cleveland, OH office. Kemper Arnold has been registered through Vantage Financial Group since 13 August 1999, has 41 years in the industry across 4 firms and has passed the Series 7 and Series 63.

41
Years in industry
27
Years at firm
4
Adviser firms
2
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Kemper Arnold has been an investment adviser representative at Vantage Financial Group since August 1999, and is not listed among the firm’s executive officers or direct owners. Kemper Arnold holds a Bachelor of Arts from Denison University and a Juris Doctorate from Cleveland State University Marshall College of Law.

Vantage Financial Group, Inc. is a Cleveland, OH firm with $867M under management, 2,521 clients and 22 advisers across 7 offices, as of its March 2026 filing.

Kemper D. Arnold is a Financial Advisor and Principal of Vantage Financial Group. He transitioned from the formal practice of law to Vantage, where his focus has been working with individuals and business owners, with over 30 years of experience in estate planning, investment planning and asset management, insurance and risk management, executive benefits design and business succession planning. He heads Vantage's Settlement Advisory Group, which provides litigation support and class action administration.

Kemper Arnold’s longest registration is the current one, 27 years at Vantage Financial Group since 1999.

  1. Vicus Capital, Inc.Also current
    – present · 9 years
    Cleveland, OH · Adviser representative · Firm CRD 116021
  2. Cetera Advisor Networks LLC
    – · 3 years
    El Segundo, CA · Adviser representative · Firm CRD 13572
  3. Cetera Advisor Networks LLC
    – · 1 year
    El Segundo, CA · Adviser representative · Firm CRD 13572
  4. Walnut Street Securities, Inc.
    – · under a year
    Cleveland, OH · Adviser representative · Firm CRD 15840
  5. – present · 27 years
    Cleveland, OH · Adviser representative · Firm CRD 105950

Credentials and registrations

Investment adviser representative registrations

Kemper Arnold is registered as an investment adviser representative in 2 states. The first approvals date from August 1999; the most recent is Texas, in January 2023.

  • OhioSince 13 August 1999
  • TexasSince 30 January 2023

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 634 January 1985
Name
Uniform Securities Agent State Law Examination
Series 715 December 1984
Name
General Securities Representative Examination

Key facts

Full name
Kemper David Arnold
CRD
1322096
Firm
Vantage Financial Group · CRD 105950
Office
6200 ROCKSIDE ROAD, SUITE 100, Cleveland, OH 44131
Registration
Investment adviser and broker registrations
In the industry since
December 1984
Disciplinary history
Not yet shown here · SEC record · BrokerCheck
Firm bio
vanfin.com

Common questions

Where does Kemper Arnold work?

Kemper Arnold is an investment adviser representative registered through Vantage Financial Group, Inc. since August 1999, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Kemper Arnold a financial advisor?

Yes. Kemper Arnold has a current investment-adviser registration in Ohio and Texas, through Vantage Financial Group since August 1999.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Kemper Arnold have?

Kemper Arnold has 41 years in the financial industry, since December 1984, across 4 adviser firms.

Source: IAPD individual record, checked 24 October 2026

What exams has Kemper Arnold passed?

Kemper Arnold has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in December 1984. FINRA credited Kemper Arnold with the SIE, which began in October 2018.

Source: IAPD individual record, checked 24 October 2026

Where is Kemper Arnold based?

Kemper Arnold’s registered office is in Cleveland, OH.

Source: IAPD individual record, checked 24 October 2026

Is Kemper Arnold registered with FINRA?

Yes. Kemper Arnold has a current broker registration, under CRD 1322096.

Source: FINRA BrokerCheck

How can I verify Kemper Arnold’s record?

Search CRD 1322096 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kemper Arnold’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Vantage Financial Group

Sources

  1. IAPD individual record, CRD 1322096, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Vantage Financial Group, Inc., filed 30 March 2026. Executive officers and direct owners; this person is not among them.
  3. Vantage Financial Group team page. Biography, education, credentials, awards and the portrait, reproduced for identification.