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Kelly Roemers

CCO/CFO at Statheros Financial Solutions in San Jose, CA

Investment adviser registrationUpdated

Kelly Roemers is CCO/CFO of Statheros Financial Solutions, Inc., an investment adviser managing $926M, and works from its San Jose, CA office. Kelly Roemers has been registered as an investment adviser representative through Statheros Financial Solutions since 21 November 2019, has 10 years in the industry across 2 firms and has passed the Series 65.

10
Years in industry
6
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Kelly Roemers has been CCO/CFO of Statheros Financial Solutions since August 2019, is a control person of the firm and directly owns between 10% and 25% of it.

Statheros Financial Solutions, Inc. is an El Dorado Hills, CA firm with $926M under management, 625 clients and 11 advisers across 2 offices, as of its June 2026 filing.

Kelly Roemers’ longest registration is the current one, 6 years at Statheros Financial Solutions since 2019. Before joining Statheros Financial Solutions in 2019, Kelly Roemers was registered through PGR Solutions, LLC.

  1. Statheros Financial Solutions, Inc.Current
    – present · 6 years
    San Jose, CA · Adviser representative · Firm CRD 306217
  2. PGR Solutions, LLC
    – · 3 years
    San Jose, CA · Adviser representative · Firm CRD 119490

Credentials and registrations

Investment adviser representative registrations

Kelly Roemers is registered as an investment adviser representative in California, since November 2019.

  • CaliforniaSince 21 November 2019

Examinations

Series 6510 May 2016
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Kelly L Roemers
CRD
4387930
Firm
Statheros Financial Solutions · CRD 306217
Role
CCO/CFO
Office
2107 North 1st Street, Suite 415, San Jose, CA 95131
Registration
Investment adviser registration
In the industry since
May 2016
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Kelly Roemers work?

Kelly Roemers has been CCO/CFO of Statheros Financial Solutions, Inc. since August 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 2 June 2026

Is Kelly Roemers a financial advisor?

Yes. Kelly Roemers has a current investment-adviser registration in California, through Statheros Financial Solutions since November 2019.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Kelly Roemers have?

Kelly Roemers has 10 years in the financial industry, since May 2016, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Kelly Roemers passed?

Kelly Roemers passed the Series 65 in May 2016.

Source: IAPD individual record, checked 22 October 2026

Where is Kelly Roemers based?

Kelly Roemers’ registered office is in San Jose, CA.

Source: IAPD individual record, checked 22 October 2026

Is Kelly Roemers registered with FINRA?

No. Kelly Roemers has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Kelly Roemers’ record?

Search CRD 4387930 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kelly Roemers’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Statheros Financial Solutions

Sources

  1. IAPD individual record, CRD 4387930, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Statheros Financial Solutions, Inc., filed 2 June 2026. Title, control and ownership bands.
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