Statheros Financial Solutions provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Statheros Financial Solutions reports 625 clients. They include 394 individual clients, 161 high-net-worth individuals, and 70 pension and profit-sharing plans. Of its assets, 100.0% ($926M across 1,430 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 12% |
| High-net-worth individuals | 26% | 47% |
| Pension and profit-sharing plans | 11% | 40% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 394 | $114M | 12.4% | $290K |
| High-net-worth individuals | 161 | $439M | 47.4% | $2.73M |
| Pension and profit-sharing plans | 70 | $369M | 39.9% | $5.28M |
| Corporations and other businesses | Fewer than 5 | $3.04M | 0.3% | — |
| Total | 625 | $926M | 100% | — |
- Clients
- 394
- Regulatory AUM
- $114M
- AUM share
- 12.4%
- Avg. per client
- $290K
- Clients
- 161
- Regulatory AUM
- $439M
- AUM share
- 47.4%
- Avg. per client
- $2.73M
- Clients
- 70
- Regulatory AUM
- $369M
- AUM share
- 39.9%
- Avg. per client
- $5.28M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.04M
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 625
- Regulatory AUM
- $926M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Statheros Financial Solutions charges 0.10%–1.20% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in arrears. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.20% |
| $500K–$1M | 1.10% |
| $1M–$2.5M | 0.80% |
| $2.5M–$5M | 0.65% |
| $5M–$10M | 0.40% |
| $10M–$15M | 0.25% |
| $15M and above | 0.10% |
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- Retirement plan advisory fees are maximum tiered percentages, from 0.80% on the first $1,000,000 to 0.10% above $20,000,000, with a $1,000 minimum annual fee.
Jacob Parsons owns 75% or more of Statheros Financial Solutions. The leadership team of Statheros Financial Solutions includes President Jacob Parsons. It has 15 employees, 11 of them in advisory roles.
Staff
- 15 employees
- 11 in advisory functions
- 11 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Statheros Financial Solutions, Inc.
Jacob Parsons
Control person · since August 2019
- Owns 10% to 25% of Statheros Financial Solutions, Inc.
Kelly Roemers
Control person · since August 2019
Statheros Financial Solutions’ regulatory assets grew 1.6× from $587M (March 2021) to $926M (June 2026); clients were 625 in both filings and employees rose from 14 to 15.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $926M | 625 | 15 | 2 |
| Mar 2025March 2025 | $810M | 617 | 16 | 2 |
| Mar 2024March 2024 | $705M | 624 | 15 | 2 |
| Mar 2023March 2023 | $578M | 615 | 15 | 2 |
| Mar 2022March 2022 | $709M | 659 | 13 | 2 |
| Mar 2021March 2021 | $587M | 610 | 14 | 2 |
Besides its headquarters, Statheros Financial Solutions has 1 office, with 2 listed addresses in 1 state.
California · 2 listed addresses
- 1107 Investment BLVD., Ste. 135, El Dorado HillsHQ
- 2635 North 1st Street, San Jose
Contact and registration details
- Legal name
- Statheros Financial Solutions, Inc.
- Headquarters
- 1107 Investment BLVD., Ste. 135, El Dorado Hills, CA 95762
- Website
- statherosfinancial.com
- Phone
- 916-932-1219
- @statheros-financial-solutions
- SEC file
- 801-117649
- Structure
- California corporation
- Fiscal year end
- December
Statheros Financial Solutions’ named custodians for separately managed accounts are Charles Schwab ($556M, 61%) and Mid Atlantic Clearing & Settlement ($350M, 39%). Statheros Financial Solutions does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · New York, NY · $556M61%
- Mid Atlantic Clearing & SettlementMid Atlantic Clearing & Settlement Corporation · Pittsburgh, PA · $350M39%
At year end, Statheros Financial Solutions’ separately managed accounts were mostly in stocks (80%) and funds (19%).
What the accounts hold
- Stocks80%
- Funds19%
- Cash1%
How many clients does Statheros Financial Solutions have?
Statheros Financial Solutions has 625 clients and manages $926 million for them, as of June 2026. They include 394 individual clients, 161 high-net-worth individuals, and 70 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026
What services does Statheros Financial Solutions offer?
Statheros Financial Solutions provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Statheros Financial Solutions charge?
Statheros Financial Solutions charges 0.10%–1.20% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in arrears.
Source: FORM ADV - STATHEROS FINANCIAL SOLUTIONS INC., filed 22 May 2026
Which custodians does Statheros Financial Solutions use?
Statheros Financial Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (New York, NY), with $556M and Mid Atlantic Clearing & Settlement Corporation (Pittsburgh, PA), with $350M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 June 2026
How many financial advisors does Statheros Financial Solutions have?
Statheros Financial Solutions has 11 investment adviser representatives registered with state securities authorities, out of 15 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Statheros Financial Solutions invest in?
At the end of its last fiscal year, Statheros Financial Solutions’ separately managed accounts held 80% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Statheros Financial Solutions?
Statheros Financial Solutions’ direct owners are Kelly Roemers (10% to 25%) and Jacob Parsons (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 2 June 2026
How does Statheros Financial Solutions get paid?
Statheros Financial Solutions is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Statheros Financial Solutions?
Statheros Financial Solutions’ main office is at 1107 Investment BLVD., Ste. 135, El Dorado Hills, CA 95762. Its phone number is 916-932-1219. Its website is statherosfinancial.com.