Niva WealthLet’s talk

Kelly Dehler

Chief Compliance Officer at First Trust Advisors

Officer record from the firm’s Form ADVForm ADV filed 30 April 2026

Kelly Dehler is Chief Compliance Officer of First Trust Advisors LP, a Wheaton investment adviser.

Role at First Trust Advisors

Title on Schedule A
Chief Compliance Officer
Control
Kelly Dehler is a control person of First Trust Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kelly Dehler has held the filed role since June 2021.

The firm

First Trust Advisors LP
Wheaton, IL

Form ADV filed 30 April 2026

$309B AUM5,731 clients143 advisers5 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Kelly Dehler is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Kelly Dehler
CRD
1272126
Firm
First Trust Advisors LP
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kelly Dehler work?

Kelly Dehler has been Chief Compliance Officer of First Trust Advisors LP since June 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 April 2026

Leadership at First Trust Advisors

Sources

  1. IAPD individual lookup, CRD 1272126. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of First Trust Advisors LP, filed 30 April 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kelly Dehler or First Trust Advisors LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.