Niva WealthLet’s talk

Daniel Lindquist

Managing Director at First Trust Advisors

Investment adviser registrationWheaton, ILSEC record checked 17 October 2026

15
Years in the industry
15
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Daniel Lindquist is Managing Director of First Trust Advisors LP, a Wheaton investment adviser managing $309B. Daniel Lindquist has been registered through First Trust Advisors since 24 May 2011, has 15 years in the industry across 1 firm and has passed the Series 7, Series 63 and Series 65.

Role at First Trust Advisors

Title on Schedule A
Managing Director
Control
Daniel Lindquist is a control person of First Trust Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Daniel Lindquist has held the filed role since July 2012.

The firm

First Trust Advisors LP
Wheaton, IL

Form ADV filed 30 April 2026

$309B AUM5,731 clients143 advisers5 offices

Career on record

Daniel Lindquist has been registered through First Trust Advisors since May 2011.

Firms and exams, newest first
  1. First Trust Advisors LPCurrent
    – present · 15 years
    Wheaton, IL · Adviser representative · Firm CRD 107027
  2. Passed Series 65 · 1998
  3. Passed Series 7 and Series 63 · 1992

Registrations and exams

Daniel Lindquist has a current investment-adviser registration in Illinois and has passed 3 qualifying exams.

Illinois24 May 2011
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6527 August 1998
Name
Uniform Investment Adviser Law Examination
Series 636 August 1992
Name
Uniform Securities Agent State Law Examination
Series 77 July 1992
Name
General Securities Representative Examination

Individual record

Full name
Daniel Joel Lindquist
CRD
2236812
Firm
First Trust Advisors LP
Registration status
Investment adviser registration
Office
120 E. LIBERTY DRIVE, SUITE 400, Wheaton, IL 60187

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Daniel Lindquist work?

Daniel Lindquist has been Managing Director of First Trust Advisors LP since July 2012, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 April 2026

Is Daniel Lindquist a financial advisor?

Yes. Daniel Lindquist has a current investment-adviser registration in Illinois, through First Trust Advisors since May 2011, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Daniel Lindquist have?

Daniel Lindquist has worked in the financial industry for 15 years as of 17 October 2026, counted from 23 May 2011, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Daniel Lindquist passed?

Daniel Lindquist has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1992.

Source: IAPD individual record, checked 17 October 2026

Where is Daniel Lindquist based?

Daniel Lindquist’s registered office is in Wheaton, IL.

Source: IAPD individual record, checked 17 October 2026

Leadership at First Trust Advisors

Sources

  1. IAPD individual record, CRD 2236812. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of First Trust Advisors LP, filed 30 April 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Daniel Lindquist or First Trust Advisors LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.