Keith Pochobradsky has been an investment adviser representative at Basepoint Wealth since September 2022, and is not listed among the firm’s executive officers or direct owners.
Basepoint Wealth, LLC is a Cedar Rapids, IA firm with $884M under management, 1,263 clients and 13 advisers across 4 offices, as of its August 2026 filing.
Keith Pochobradsky’s longest registration is the current one, 4 years at Basepoint Wealth since 2022. Before joining Basepoint Wealth in 2022, Keith Pochobradsky was registered through Cetera Advisor Networks LLC and CWM, LLC.
- Basepoint Wealth, LLCCurrent– present · 4 yearsCedar Rapids, IA · Adviser representative · Firm CRD 289538
- Cetera Advisor Networks LLC– · 3 yearsCedar Rapids, IA · Adviser representative · Firm CRD 13572
- CWM, LLC– · 3 yearsVinton, IA · Adviser representative · Firm CRD 155344
- Northwestern Mutual Investment Services,llc– · 3 yearsCedar Rapids, IA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Keith Pochobradsky is registered as an investment adviser representative in 2 states. Each was approved in September 2022.
- IowaSince 27 September 2022
- TexasSince 27 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 28 March 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 March 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 November 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Keith Carl Pochobradsky
- CRD
- 5408024
- Firm
- Basepoint Wealth · CRD 289538
- Office
- 4700 N. RIVER BLVD NE, Cedar Rapids, IA 52411
- Registration
- Investment adviser registration
- In the industry since
- November 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Keith Pochobradsky work?
Keith Pochobradsky is an investment adviser representative registered through Basepoint Wealth, LLC since September 2022, and is not listed among the firm’s executive officers or direct owners.
Is Keith Pochobradsky a financial advisor?
Yes. Keith Pochobradsky has a current investment-adviser registration in Iowa and Texas, through Basepoint Wealth since September 2022.
How many years of experience does Keith Pochobradsky have?
Keith Pochobradsky has 18 years in the financial industry, since November 2007, across 4 adviser firms.
What exams has Keith Pochobradsky passed?
Keith Pochobradsky has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in October 2007. FINRA credited Keith Pochobradsky with the SIE, which began in October 2018.
Where did Keith Pochobradsky work before Basepoint Wealth?
Before Basepoint Wealth, Keith Pochobradsky was registered through CWM, LLC, November 2018 to September 2022; Northwestern Mutual Investment Services,llc, April 2015 to November 2018.
Where is Keith Pochobradsky based?
Keith Pochobradsky’s registered office is in Cedar Rapids, IA.
Is Keith Pochobradsky registered with FINRA?
No. Keith Pochobradsky has no current broker registration.
How can I verify Keith Pochobradsky’s record?
Search CRD 5408024 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Pochobradsky’s full registration record.
