Keith Habel has been an investment adviser representative at Friday Financial since September 2026, and is not listed among the firm’s executive officers or direct owners.
Friday Financial, Inc. is a Dubuque, IA firm with $409M under management, 289 clients and 6 advisers in one office, as of its August 2026 filing.
Keith Habel’s longest registration was 6 years at Avantax Planning Partners, Inc. (2020–2026). Before joining Friday Financial in 2026, Keith Habel was registered through Avantax Planning Partners, Inc.
- Friday FinancialCurrent– present · under a yearDubuque, IA · Adviser representative · Firm CRD 329748
- Avantax Planning Partners, Inc.– · 6 yearsDubuque, IA · Adviser representative · Firm CRD 106237
Investment adviser representative registrations
Keith Habel is registered as an investment adviser representative in Iowa, since September 2026.
- IowaSince 17 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 January 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Keith James Habel
- CRD
- 7224709
- Firm
- Friday Financial · CRD 329748
- Office
- 2345 JFK RD, Dubuque, IA 52001
- Registration
- Investment adviser registration
- In the industry since
- April 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Keith Habel work?
Keith Habel is an investment adviser representative registered through Friday Financial, Inc. since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Keith Habel a financial advisor?
Yes. Keith Habel has a current investment-adviser registration in Iowa, through Friday Financial since September 2026.
How many years of experience does Keith Habel have?
Keith Habel has 6 years in the financial industry, since April 2020, across 2 adviser firms.
What exams has Keith Habel passed?
Keith Habel passed the Series 65 in January 2020.
Where did Keith Habel work before Friday Financial?
Before Friday Financial, Keith Habel was registered through Avantax Planning Partners, Inc., January 2020 to July 2026.
Where is Keith Habel based?
Keith Habel’s registered office is in Dubuque, IA.
Is Keith Habel registered with FINRA?
No. Keith Habel has no current broker registration.
How can I verify Keith Habel’s record?
Search CRD 7224709 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Habel’s full registration record.
