Keith Gunther has been an investment adviser representative at Red Seven since September 2026, and is not listed among the firm’s executive officers or direct owners.
Red Seven is an Escondido, CA firm with $104M under management, 261 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Keith Gunther’s longest registration was 16 years at Crown Capital Securities, L.P. (2007–2024). Before joining Red Seven in 2026, Keith Gunther was registered through Legacy Investment Strategies, LLC and Crown Capital Securities, L.P.
- Legacy Investment Strategies, LLC– · 2 yearsLa Palma, CA · Adviser representative · Firm CRD 117423
- Crown Capital Securities, L.P.– · 16 yearsLa Palma, CA · Adviser representative · Firm CRD 6312
Investment adviser representative registrations
Keith Gunther is registered as an investment adviser representative in California, since September 2026.
- CaliforniaSince 29 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 September 1987 |
| Series 24 | General Securities Principal Examination | 15 October 1986 |
| Series 7 | General Securities Representative Examination | 19 July 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Keith Ryan Gunther
- CRD
- 1533552
- Firm
- Red Seven · CRD 168542
- Office
- 6 Centerpointe Drive, Suite 700, La Palma, CA 90623
- Registration
- Investment adviser registration
- In the industry since
- July 1986
- Disciplinary history
- Not yet shown here · SEC record
Where does Keith Gunther work?
Keith Gunther is an investment adviser representative registered through Red Seven since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Keith Gunther a financial advisor?
Yes. Keith Gunther has a current investment-adviser registration in California, through Red Seven since September 2026.
How many years of experience does Keith Gunther have?
Keith Gunther has 40 years in the financial industry, since July 1986, across 3 adviser firms.
What exams has Keith Gunther passed?
Keith Gunther has passed 4 licensing exams: the Series 7, Series 24, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1986. FINRA credited Keith Gunther with the SIE, which began in October 2018.
Where did Keith Gunther work before Red Seven?
Before Red Seven, Keith Gunther was registered through Crown Capital Securities, L.P., September 2007 to April 2024.
Where is Keith Gunther based?
Keith Gunther’s registered office is in La Palma, CA.
Is Keith Gunther registered with FINRA?
No. Keith Gunther has no current broker registration.
How can I verify Keith Gunther’s record?
Search CRD 1533552 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Gunther’s full registration record.
