Role at Citigroup Global Markets
- Title on Schedule A
- Director
- Control
- Keith Glenfield is a control person of Citigroup Global Markets.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Keith Glenfield has held the filed role since May 2026.
The firm
Form ADV filed 10 September 2026
Career on record
Keith Glenfield has been registered through Citigroup Global Markets since September 2024.
- – present · 2 yearsHamilton, NJ · Adviser representative and broker · Firm CRD 7059
- Passed Series 10, Series 79TO and Series 9 · 2023
- Passed SIE · 2018
- Passed Series 3 · 2013
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 20 yearsNew York, NY · Adviser representative · Firm CRD 7691
- Passed Series 24 and Series 66 · 2005
- Passed Series 7 · 2001
Registrations and exams
Keith Glenfield has a current investment-adviser registration in New York and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 20 September 2024 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 January 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 14 July 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 19 January 2005 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 3 | National Commodity Futures Examination | 17 May 2013 |
| Series 7 | General Securities Representative Examination | 24 October 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Keith David Glenfield
- CRD
- 4403678
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Keith Glenfield work?
Keith Glenfield has been Director of Citigroup Global Markets Inc. since May 2026, and is a control person of the firm.
Is Keith Glenfield a financial advisor?
Yes. Keith Glenfield has a current investment-adviser registration in New York, through Citigroup Global Markets since September 2024, as of 17 October 2026.
How many years of experience does Keith Glenfield have?
Keith Glenfield has worked in the financial industry for 24 years as of 17 October 2026, counted from 25 October 2001, across 2 adviser firms.
What exams has Keith Glenfield passed?
Keith Glenfield has passed 8 licensing exams: the Series 7, Series 24, Series 66, Series 3, SIE, Series 10, Series 79TO and Series 9. The earliest, the Series 7, was passed in October 2001.
Leadership at Citigroup Global Markets
- Dina VarousDirector/CEO/President/Chairwoman
- Michael AgnelloChief Financial Officer
- Robert James ColeChief Compliance Officer - Investment Advisory Business
- Cyrus Begley III RichardsonChief Compliance Officer
- Christopher BarrattChief Operations Officer/Principal Operations Officer (finop)
- Nikhil JoshiDirector
- Robert Francis KleinCo-General Counsel
- Adam Reid MeshelCo-General Counsel